Page 4 of 5:
Part XII : Articles 192 - 264
PART XII
PROTECTION AND PRESERVATION OF THE
MARINE ENVIRONMENT
Section 1. GENERAL PROVISIONS
Article 192
General obligation
States have the obligation to protect and preserve the marine
environment.
Article 193
Sovereign right of States to exploit their natural resources
States have the sovereign right to exploit their natural
resources pursuant to their environmental policies and in
accordance with their duty to protect and preserve the marine
environment.
Article 194
Measures to prevent, reduce and control pollution of the
marine environment
1. States shall take, individually or jointly as appropriate,
all measures consistent with this Convention that are necessary
to prevent, reduce and control pollution of the marine
environment from any source, using for this purpose the best
practicable means at their disposal and in accordance with their
capabilities, and they shall endeavour to harmonize their
policies in this connection.
2. States shall take all measures necessary to ensure that
activities under their jurisdiction or control are so conducted
as not to cause damage by pollution to other States and their
environment, and that pollution arising from incidents or
activities under their jurisdiction or control does not spread
beyond the areas where they exercise sovereign rights in
accordance with this Convention.
3. The measures taken pursuant to this Part shall deal with
all sources of pollution of the marine environment. These
measures shall include, inter alia, those designed to minimize to
the fullest possible extent:
(a) the release of toxic, harmful or noxious substances,
especially those which are persistent, from land-based sources,
from or through the atmosphere or by dumping;
(b) pollution from vessels, in particular measures for
preventing accidents and dealing with emergencies, ensuring the
safety of operations at sea, preventing intentional and
unintentional discharges, and regulating the design,
construction, equipment, operation and manning of vessels;
(c) pollution from installations and devices used in
exploration or exploitation of the natural resources of the
sea-bed and subsoil, in particular measures for preventing
accidents and dealing with emergencies, ensuring the safety of
operations at sea, and regulating the design, construction,
equipment, operation and manning of such installations or
devices;
(d) pollution from other installations and devices operating
in the marine environment, in particular measures for preventing
accidents and dealing with emergencies, ensuring the safety of
operations at sea, and regulating the design, construction,
equipment, operation and manning of such installations or
devices.
4. In taking measures to prevent, reduce or control pollution
of the marine environment, States shall refrain from
unjustifiable interference with activities carried out by other
States in the exercise of their rights and in pursuance of their
duties in conformity with this Convention.
5. The measures taken in accordance with this Part shall
include those necessary to protect and preserve rare or fragile
ecosystems as well as the habitat of depleted, threatened or
endangered species and other forms of marine life.
Article 195
Duty not to transfer damage or hazards or transform one type
of pollution into another
In taking measures to prevent, reduce and control pollution of
the marine environment, States shall act so as not to transfer,
directly or indirectly, damage or hazards from one area to
another or transform one type of pollution into another.
Article 196
Use of technologies or introduction of alien or new species
1. States shall take all measures necessary to prevent, reduce
and control pollution of the marine environment resulting from
the use of technologies under their jurisdiction or control, or
the intentional or accidental introduction of species, alien or
new, to a particular part of the marine environment, which may
cause significant and harmful changes thereto.
2. This article does not affect the application of this
Convention regarding the prevention, reduction and control of
pollution of the marine environment.
Section 2. GLOBAL AND REGIONAL CO- OPERATION
Article 197
Co-operation on a global or regional basis
States shall co-operate on a global basis and, as appropriate,
on a regional basis, directly or through competent international
organizations, in formulating and elaborating international
rules, standards and recommended practices and procedures
consistent with this Convention, for the protection and
preservation of the marine environment, taking into account
characteristic regional features.
Article 198
Notification of imminent or actual damage
When a State becomes aware of cases in which the marine
environment is in imminent danger of being damaged or has been
damaged by pollution, it shall immediately notify other States it
deems likely to be affected by such damage, as well as the
competent international organizations.
Article 199
Contingency plans against pollution
In the cases referred to in article 198, States in the area
affected, in accordance with their capabilities, and the
competent international organizations shall co-operate, to the
extent possible, in eliminating the effects of pollution and
preventing or minimizing the damage. To this end, States shall
jointly develop and promote contingency plans for responding to
pollution incidents in the marine environment.
Article 200
Studies, research programmes and exchange of
information and data
States shall co-operate, directly or through competent
international organizations, for the purpose of promoting
studies, undertaking programmes of scientific research and
encouraging the exchange of information and data acquired about
pollution of the marine environment. They shall endeavour to
participate actively in regional and global programmes to acquire
knowledge for the assessment of the nature and extent of
pollution, exposure to it, and its pathways, risks and remedies.
Article 201
Scientific criteria for regulations
In the light of the information and data acquired pursuant to
article 200, States shall co-operate, directly or through
competent international organizations, in establishing
appropriate scientific criteria for the formulation and
elaboration of rules, standards and recommended practices and
procedures for the prevention, reduction and control of pollution
of the marine environment.
Section 3. TECHNICAL ASSISTANCE
Article 202
Scientific and technical assistance to developing States
States shall, directly or through competent international
organizations:
(a) promote programmes of scientific, educational, technical
and other assistance to developing States for the protection and
preservation of the marine environment and the prevention,
reduction and control of marine pollution. Such assistance shall
include, inter alia:
(i) training of their scientific and technical personnel;
(ii) facilitating their participation in relevant
international programmes;
(iii) supplying them with necessary equipment and facilities;
(iv) enhancing their capacity to manufacture such equipment;
(v) advice on and developing facilities for research,
monitoring, educational and other programmes;
(b) provide appropriate assistance, especially to developing
States, for the minimization of the effects of major incidents
which may cause serious pollution of the marine environment;
(c) provide appropriate assistance, especially to developing
States, concerning the preparation of environmental assessments.
Article 203
Preferential treatment for developing States
Developing States shall, for the purposes of prevention,
reduction and control of pollution of the marine environment or
minimization of its effects, be granted preference by
international organizations in:
(a) the allocation of appropriate funds and technical
assistance; and (b) the utilization of their specialized
services.
Section 4. MONITORING AND ENVIRONMENTAL
ASSESSMENT
Article 204
Monitoring of the risks or effects of pollution
1. States shall, consistent with the rights of other States,
endeavour, as far as practicable, directly or through the
competent international organizations, to observe, measure,
evaluate and analyse, by recognized scientific methods, the risks
or effects of pollution of the marine environment.
2. In particular, States shall keep under surveillance the
effects of any activities which they permit or in which they
engage in order to determine whether these activities are likely
to pollute the marine environment.
Article 205
Publication of reports
States shall publish reports of the results obtained pursuant
to article 204 or provide such reports at appropriate intervals
to the competent international organizations, which should make
them available to all States.
Article 206
Assessment of potential effects of activities
When States have reasonable grounds for believing that planned
activities under their jurisdiction or control may cause
substantial pollution of or significant and harmful changes to
the marine environment, they shall, as far as practicable, assess
the potential effects of such activities on the marine
environment and shall communicate reports of the results of such
assessments in the manner provided in article 205.
Section 5. INTERNATIONAL RULES AND
NATIONAL LEGISLATION TO PREVENT,
REDUCE AND CONTROL POLLUTION OF THE
MARINE ENVIRONMENT
Article 207
Pollution from land-based sources
1. States shall adopt laws and regulations to prevent, reduce
and control pollution of the marine environment from land-based
sources, including rivers, estuaries, pipelines and outfall
structures, taking into account internationally agreed rules,
standards and recommended practices and procedures.
2. States shall take other measures as may be necessary to
prevent, reduce and control such pollution.
3. States shall endeavour to harmonize their policies in this
connection at the appropriate regional level.
4. States, acting especially through competent international
organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended
practices and procedures to prevent, reduce and control pollution
of the marine environment from land-based sources, taking into
account characteristic regional features, the economic capacity
of developing States and their need for economic development.
Such rules, standards and recommended practices and procedures
shall be reexamined from time to time as necessary.
5. Laws, regulations, measures, rules, standards and
recommended practices and procedures referred to in paragraphs 1,
2 and 4 shall include those designed to minimize, to the fullest
extent possible, the release of toxic, harmful or noxious
substances, especially those which are persistent, into the
marine environment.
Article 208
Pollution from sea-bed activities subject to
national jurisdiction
1. Coastal States shall adopt laws and regulations to prevent,
reduce and control pollution of the marine environment arising
from or in connection with seabed activities subject to their
jurisdiction and from artificial islands, installations and
structures under their jurisdiction, pursuant to articles 60 and
80.
2. States shall take other measures as may be necessary to
prevent, reduce and control such pollution.
3. Such laws, regulations and measures shall be no less
effective than international rules, standards and recommended
practices and procedures.
4. States shall endeavour to harmonize their policies in this
connection at the appropriate regional level.
5. States, acting especially through competent international
organizations or diplomatic conference, shall establish global
and regional rules, standards and recommended practices and
procedures to prevent, reduce and control pollution of the marine
environment referred to in paragraph 1.
Such rules, standards and recommended practices and procedures
shall be re-examined from time to time as necessary.
Article 209
Pollution from activities in the Area
1. International rules, regulations and procedures shall be
established in accordance with Part XI to prevent, reduce and
control pollution of the marine environment from activities in
the Area. Such rules, regulations and procedures shall be
re-examined from time to time as necessary.
2. Subject to the relevant provisions of this section, States
shall adopt laws and regulations to prevent, reduce and control
pollution of the marine environment from activities in the Area
undertaken by vessels, installations, structures and other
devices flying their flag or of their registry or operating under
their authority, as the case may be. The requirements of such
laws and regulations shall be no less effective than the
international rules, regulations and procedures referred to in
paragraph 1.
Article 210
Pollution by dumping
1. States shall adopt laws and regulations to prevent, reduce
and control pollution of the marine environment by dumping.
2. States shall take other measures as may be necessary to
prevent, reduce and control such pollution.
3. Such laws, regulations and measures shall ensure that
dumping is not carried out without the permission of the
competent authorities of States.
4. States, acting especially through competent international
organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended
practices and procedures to prevent, reduce and control such
pollution. Such rules, standards and recommended practices and
procedures shall be re-examined from time to time as necessary.
5. Dumping within the territorial sea and the exclusive
economic zone or onto the continental shelf shall not be carried
out without the express prior approval of the coastal State,
which has the right to permit, regulate and control such dumping
after due consideration of the matter with other States which by
reason of their geographical situation may be adversely affected
thereby.
6. National laws, regulations and measures shall be no less
effective in preventing, reducing and controlling such pollution
than the global rules and standards.
Article 211
Pollution from vessels
1. States, acting through the competent international
organization or general diplomatic conference, shall establish
international rules and standards to prevent, reduce and control
pollution of the marine environment from vessels and promote the
adoption, in the same manner, wherever appropriate, of routeing
systems designed to minimize the threat of accidents which might
cause pollution of the marine environment, including the
coastline, and pollution damage to the related interests of
coastal States. Such rules and standards shall, in the same
manner, be re-examined from time to time as necessary.
2. States shall adopt laws and regulations for the prevention,
reduction and control of pollution of the marine environment from
vessels flying their flag or of their registry. Such laws and
regulations shall at least have the same effect as that of
generally accepted international rules and standards established
through the competent international organization or general
diplomatic conference.
3. States which establish particular requirements for the
prevention, reduction and control of pollution of the marine
environment as a condition for the entry of foreign vessels into
their ports or internal waters or for a call at their off- shore
terminals shall give due publicity to such requirements and shall
communicate them to the competent international organization.
Whenever such requirements are established in identical form by
two or more coastal States in an endeavour to harmonize policy,
the communication shall indicate which States are participating
in such co-operative arrangements. Every State shall require the
master of a vessel flying its flag or of its registry, when
navigating within the territorial sea of a State participating in
such co-operative arrangements, to furnish, upon the request of
that State, information as to whether it is proceeding to a State
of the same region participating in such co- operative
arrangements and, if so, to indicate whether it complies with the
port entry requirements of that State. This article is without
prejudice to the continued exercise by a vessel of its right of
innocent passage or to the application of article 25, paragraph
2.
4. Coastal States may, in the exercise of their sovereignty
within their territorial sea, adopt laws and regulations for the
prevention, reduction and control of marine pollution from
foreign vessels, including vessels exercising the right of
innocent passage. Such laws and regulations shall, in accordance
with Part 11, section 3, not hamper innocent passage of foreign
vessels.
5. Coastal States, for the purpose of enforcement as provided
for in section 6, may in respect of their exclusive economic
zones adopt laws and regulations for the prevention, reduction
and control of pollution from vessels conforming to and giving
effect to generally accepted international rules and standards
established through the competent international organization or
general diplomatic conference.
6. (a) Where the international rules and standards referred to
in paragraph 1 are inadequate to meet special circumstances and
coastal States have reasonable grounds for believing that a
particular, clearly defined area of their respective exclusive
economic zones is an area where the adoption of special mandatory
measures for the prevention of pollution from vessels is required
for recognized technical reasons in relation to its
oceanographical and ecological conditions, as well as its
utilization or the protection of its resources and the particular
character of its traffic, the coastal States, after appropriate
consultations through the competent international organization
with any other States concerned, may, for that area, direct a
communication to that organization, submitting scientific and
technical evidence in support and information on necessary
reception facilities. Within 12 months after receiving such a
communication, the organization shall determine whether the
conditions in that area correspond to the requirements set out
above.
If the organization so determines, the coastal States may, for
that area, adopt laws and regulations for the prevention,
reduction and control of pollution from vessels implementing such
international rules and standards or navigational practices as
are made applicable, through the organization, for special areas.
These laws and regulations shall not become applicable to foreign
vessels until 15 months after the submission of the communication
to the organization.
(b) The coastal States shall publish the limits of any such
particular, clearly defined area.
(c) If the coastal States intend to adopt additional laws and
regulations for the same area for the prevention, reduction and
control of pollution from vessels, they shall, when submitting
the aforesaid communication, at the same time notify the
organization thereof. Such additional laws and regulations may
relate to discharges or navigational practices but shall not
require foreign vessels to observe design, construction, manning
or equipment standards other than generally accepted
international rules and standards; they shall become applicable
to foreign vessels 15 months after the submission of the
communication to the organization, provided that the organization
agrees within 12 months after the submission of the
communication.
7. The international rules and standards referred to in this
article should include inter alia those relating to prompt
notification to coastal States, whose coastline or related
interests may be affected by incidents, including maritime
casualties, which involve discharges or probability of
discharges.
Article 212
Pollution from or through the atmosphere
1. States shall adopt laws and regulations to prevent, reduce
and control pollution of the marine environment from or through
the atmosphere, applicable to the air space under their
sovereignty and to vessels flying their flag or vessels or
aircraft of their registry, taking into account internationally
agreed rules standards and recommended practices and procedures
and the safety of air navigation.
2. States shall take other measures as may be necessary to
prevent, reduce and control such pollution.
3. States, acting especially through competent international
organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended
practices and procedures to prevent, reduce and control such
pollution.
Section 6. ENFORCEMENT
Article 213
Enforcement with respect to pollution from land-based sources
States shall enforce their laws and regulations adopted in
accordance with article 207 and shall adopt laws and regulations
and take other measures necessary to implement applicable
international rules and standards established through competent
international organizations or diplomatic conference to prevent,
reduce and control pollution of the marine environment from
land-based sources.
Article 214
Enforcement with respect to pollution from
sea-bed activities
States shall enforce their laws and regulations adopted in
accordance with article 208 and shall adopt laws and regulations
and take other measures necessary to implement applicable
international rules and standards established through competent
international organizations or diplomatic conference to prevent,
reduce and control pollution of the marine environment arising
from or in connection with sea-bed activities subject to their
jurisdiction and from artificial islands, installations and
structures under their jurisdiction, pursuant to articles 60 and
80.
Article 215
Enforcement with respect to pollution from activities in the Area
Enforcement of international rules, regulations and procedures
established in accordance with Part XI to prevent, reduce and
control pollution of the marine environment from activities in
the Area shall be governed by that Part.
Article 216
Enforcement with respect to pollution by dumping
1. Laws and regulations adopted in accordance with this
Convention and applicable international rules and standards
established through competent international organizations or
diplomatic conference for the prevention, reduction and control
of pollution of the marine environment by dumping shall be
enforced:
(a) by the coastal State with regard to dumping within its
territorial sea or its exclusive economic zone or onto its
continental shelf;
(b) by the flag State with regard to vessels flying its flag
or vessels or aircraft of its registry;
(c) by any State with regard to acts of loading of wastes or
other matter occurring within its territory or at its off- shore
terminals.
2. No State shall be obliged by virtue of this article to
institute proceedings when another State has already instituted
proceedings in accordance with this article.
Article 217
Enforcement by flag States
1. States shall ensure compliance by vessels flying their flag
or of their registry with applicable international rules and
standards, established through the competent international
organization or general diplomatic conference, and with their
laws and regulations adopted in accordance with this Convention
for the prevention, reduction and control of pollution of the
marine environment from vessels and shall accordingly adopt laws
and regulations and take other measures necessary for their
implementation.
Flag States shall provide for the effective enforcement of
such rules, standards, laws and regulations, irrespective of
where a violation occurs.
2. States shall, in particular, take appropriate measures in
order to ensure that vessels flying their flag or of their
registry are prohibited from sailing, until they can proceed to
sea in compliance with the requirements of the international
rules and standards referred to in paragraph I, including
requirements in respect of design, construction, equipment and
manning of vessels.
3. States shall ensure that vessels flying their flag or of
their registry carry on board certificates required by and issued
pursuant to international rules and standards referred to in
paragraph 1. States shall ensure that vessels flying their flag
are periodically inspected in order to verify that such
certificates are in conformity with the actual condition of the
vessels. These certificates shall be accepted by other States as
evidence of the condition of the vessels and shall be regarded as
having the same force as certificates issued by them, unless
there are clear grounds for believing that the condition of the
vessel does not correspond substantially with the particulars of
the certificates.
4. If a vessel commits a violation of rules and standards
established through the competent international organization or
general diplomatic conference, the flag State, without prejudice
to articles 218, 220 and 228, shall provide for immediate
investigation and where appropriate institute proceedings in
respect of the alleged violation irrespective of where the
violation occurred or where the pollution caused by such
violation has occurred or has been spotted.
5. Flag States conducting an investigation of the violation
may request the assistance of any other State whose co- operation
could be useful in clarifying the circumstances of the case.
States shall endeavour to meet appropriate requests of flag
States.
6. States shall, at the written request of any State,
investigate any violation alleged to have been committed by
vessels flying their flag. If satisfied that sufficient evidence
is available to enable proceedings to be brought in respect of
the alleged violation, flag States shall without delay institute
such proceedings in accordance with their laws.
7. Flag States shall promptly inform the requesting State and
the competent international organization of the action taken and
its outcome. Such information shall be available to all States.
8. Penalties provided for by the laws and regulations of
States for vessels flying their flag shall be adequate in
severity to discourage violations wherever they occur.
Article 218
Enforcement by port States
1. When a vessel is voluntarily within a port or at an
off-shore terminal of a State, that State may undertake
investigations and, where the evidence so warrants, institute
proceedings in respect of any discharge from that vessel outside
the internal waters, territorial sea or exclusive economic zone
of that State in violation of applicable international rules and
standards established through the competent international
organization or general diplomatic conference.
2. No proceedings pursuant to paragraph 1 shall be instituted
in respect of a discharge violation in the internal waters,
territorial sea or exclusive economic zone of another State
unless requested by that State, the flag State, or a State
damaged or threatened by the discharge violation, or unless the
violation has caused or is likely to cause pollution in the
internal waters, territorial sea or exclusive economic zone of
the State instituting the proceedings.
3. When a vessel is voluntarily within a port or at an
off-shore terminal of a State, that State shall, as far as
practicable, comply with requests from any State for
investigation of a discharge violation referred to in paragraph
1, believed to have occurred in, caused, or threatened damage to
the internal waters, territorial sea or exclusive economic zone
of the requesting State. It shall likewise, as far as
practicable, comply with requests from the flag State for
investigation of such a violation, irrespective of where the
violation occurred.
4. The records of the investigation carried out by a port
State pursuant to this article shall be transmitted upon request
to the flag State or to the coastal State. Any proceedings
instituted by the port State on the basis of such an
investigation may, subject to section 7, be suspended at the
request of the coastal State when the violation has occurred
within its internal waters, territorial sea or exclusive economic
zone. The evidence and records of the case, together with any
bond or other financial security posted with the authorities of
the port State, shall in that event be transmitted to the coastal
State. Such transmittal shall preclude the continuation of
proceedings in the port State.
Article 219
Measures relating to seaworthiness of vessels to avoid
pollution
Subject to section 7, States which, upon request or on their
own initiative, have ascertained that a vessel within one of
their ports or at one of their offshore terminals is in violation
of applicable international rules and standards relating to
seaworthiness of vessels and thereby threatens damage to the
marine environment shall, as far as practicable, take
administrative measures to prevent the vessel from sailing. Such
States may permit the vessel to proceed only to the nearest
appropriate repair yard and, upon removal of the causes of the
violation, shall permit the vessel to continue immediately.
Article 220
Enforcement by coastal States
1. When a vessel is voluntarily within a port or at an
off-shore terminal of a State, that State may, subject to section
7, institute proceedings in respect of any violation of its laws
and regulations adopted in accordance with this Convention or
applicable international rules and standards for the prevention,
reduction and control of pollution from vessels when the
violation has occurred within the territorial sea or the
exclusive economic zone of that State.
2. Where there are clear grounds for believing that a vessel
navigating in the territorial sea of a State has, during its
passage therein, violated laws and regulations of that State
adopted in accordance with this Convention or applicable
international rules and standards for the prevention, reduction
and control of pollution from vessels, that State, without
prejudice to the application of the relevant provisions of Part
II, section 3, may undertake physical inspection of the vessel
relating to the violation and may, where the evidence so warrants
institute proceedings, including detention of the vessel, in
accordance with its laws, subject to the provisions of section 7.
3. Where there are clear grounds for believing that a vessel
navigating in the exclusive economic zone or the territorial sea
of a State has, in the exclusive economic zone, committed a
violation of applicable international rules and standards for the
prevention, reduction and control of pollution from vessels or
laws and regulations of that State conforming and giving effect
to such rules and standards, that State may require the vessel to
give information regarding its identity and port of registry, its
last and its next port of call and other relevant information
required to establish whether a violation has occurred.
4. States shall adopt laws and regulations and take other
measures so that vessels flying their flag comply with requests
for information pursuant to paragraph 3.
5. Where there are clear grounds for believing that a vessel
navigating in the exclusive economic zone or the territorial sea
of a State has, in the exclusive economic zone, committed a
violation referred to in paragraph 3 resulting in a substantial
discharge causing or threatening significant pollution of the
marine environment, that State may undertake physical inspection
of the vessel for matters relating to the violation if the vessel
has refused to give information or if the information supplied by
the vessel is manifestly at variance with the evident factual
situation and if the circumstances of the case justify such
inspection.
6. Where there is clear objective evidence that a vessel
navigating in the exclusive economic zone or the territorial sea
of a State has, in the exclusive economic zone, committed a
violation referred to in paragraph 3 resulting in a discharge
causing major damage or threat of major damage to the coastline
or related interests of the coastal State, or to any resources of
its territorial sea or exclusive economic zone, that State may,
subject to section 7, provided that the evidence so warrants,
institute proceedings, including detention of the vessel, in
accordance with its laws.
7. Notwithstanding the provisions of paragraph 6, whenever
appropriate procedures have been established, either through the
competent international organization or as otherwise agreed,
whereby compliance with requirements for bonding or other
appropriate financial security has been assured, the coastal
State if bound by such procedures shall allow the vessel to
proceed.
8. The provisions of paragraphs 3, 4, 5, 6 and 7 also apply in
respect of national laws and regulations adopted pursuant to
article 211, paragraph 6.
Article 221
Measures to avoid pollution arising from maritime casualties
1. Nothing in this Part shall prejudice the right of States,
pursuant to international law, both customary and conventional,
to take and enforce measures beyond the territorial sea
proportionate to the actual or threatened damage to protect their
coastline or related interests, including fishing, from pollution
or threat of pollution following upon a maritime casualty or acts
relating to such a casualty, which may reasonably be expected to
result in major harmful consequences.
2. For the purposes of this article, "maritime
casualty" means a collision of vessels, stranding or other
incident of navigation, or other occurrence on board a vessel or
external to it resulting in material damage or imminent threat of
material damage to a vessel or cargo.
Article 222
Enforcement with respect to pollution from or
through the atmosphere
States shall enforce, within the air space under their
sovereignty or with regard to vessels flying their flag or
vessels or aircraft of their registry, their laws and regulations
adopted in accordance with article 212, paragraph 1, and with
other provisions of this Convention and shall adopt laws and
regulations and take other measures necessary to implement
applicable international rules and standards established through
competent international organizations or diplomatic conference to
prevent, reduce and control pollution of the marine environment
from or through the atmosphere, in conformity with all relevant
international rules and standards concerning the safety of air
navigation.
Section 7. SAFEGUARDS
Article 223
Measures to facilitate proceedings
In proceedings instituted pursuant to this Part, States shall
take measures to facilitate the hearing of witnesses and the
admission of evidence submitted by authorities of another State,
or by the competent international organization, and shall
facilitate the attendance at such proceedings of official
representatives of the competent international organization, the
flag State and any State affected by pollution arising out of any
violation. The official representatives attending such
proceedings shall have such rights and duties as may be provided
under national laws and regulations or international law.
Article 224
Exercise of powers of enforcement
The powers of enforcement against foreign vessels under this
Part may only be exercised by officials or by warships, military
aircraft, or other ships or aircraft clearly marked and
identifiable as being on government service and authorized to
that effect.
Article 225
Duty to avoid adverse consequences in the exercise of the
powers of enforcement
In the exercise under this Convention of their powers of
enforcement against foreign vessels, States shall not endanger
the safety of navigation or otherwise create any hazard to a
vessel, or bring it to an unsafe port or anchorage, or expose the
marine environment to an unreasonable risk.
Article 226
Investigation of foreign vessels
1. (a) States shall not delay a foreign vessel longer than is
essential for purposes of the investigations provided for in
articles 216, 218 and 220. Any physical inspection of a foreign
vessel shall be limited to an examination of such certificates,
records or other documents as the vessel is required to carry by
generally accepted international rules and standards or of any
similar documents which it is carrying;
further physical inspection of the vessel may be undertaken
only after such an examination and only when:
(i) there are clear grounds for believing that the condition
of the vessel or its equipment does not correspond substantially
with the particulars of those documents;
(ii) the contents of such documents are not sufficient to
confirm or verify a suspected violation; or (iii) the vessel is
not carrying valid certificates and records.
(b) If the investigation indicates a violation of applicable
laws and regulations or international rules and standards for the
protection and preservation of the marine environment, release
shall be made promptly subject to reasonable procedures such as
bonding or other appropriate financial security.
(c) Without prejudice to applicable international rules and
standards relating to the seaworthiness of vessels, the release
of a vessel may, whenever it would present an unreasonable threat
of damage to the marine environment, be refused or made
conditional upon proceeding to the nearest appropriate repair
yard. Where release has been refused or made conditional, the
flag State of the vessel must be promptly notified, and may seek
release of the vessel in accordance with Part XV.
2. States shall co-operate to develop procedures for the
avoidance of unnecessary physical inspection of vessels at sea.
Article 227
Non-discrimination with respect to foreign vessels
In exercising their rights and performing their duties under
this Part, States shall not discriminate in form or in fact
against vessels of any other State.
Article 228
Suspension and restrictions on institution of proceedings
1. Proceedings to impose penalties in respect of any violation
of applicable laws and regulations or international rules and
standards relating to the prevention, reduction and control of
pollution from vessels committed by a foreign vessel beyond the
territorial sea of the State instituting proceedings shall be
suspended upon the taking of proceedings to impose penalties in
respect of corresponding charges by the flag State within six
months of the date on which proceedings were first instituted,
unless those proceedings relate to a case of major damage to the
coastal State or the flag State in question has repeatedly
disregarded its obligation to enforce effectively the applicable
international rules and standards in respect of violations
committed by its vessels. The flag State shall in due course make
available to the State previously instituting proceedings a full
dossier of the case and the records of the proceedings, whenever
the flag State has requested the suspension of proceedings in
accordance with this article. When proceedings instituted by the
flag State have been brought to a conclusion, the suspended
proceedings shall be terminated. Upon payment of costs incurred
in respect of such proceedings, any bond posted or other
financial security provided in connection with the suspended
proceedings shall be released by the coastal State.
2. Proceedings to impose penalties on foreign vessels shall
not be instituted after the expiry of three years from the date
on which the violation was committed, and shall not be taken by
any State in the event of proceedings having been instituted by
another State subject to the provisions set out in paragraph 1.
3. The provisions of this article are without prejudice to the
right of the flag State to take any measures, including
proceedings to impose penalties, according to its laws
irrespective of prior proceedings by another State.
Article 229
Institution of civil proceedings
Nothing in this Convention affects the institution of civil
proceedings in respect of any claim for loss or damage resulting
from pollution of the marine environment.
Article 230
Monetary penalties and the observance of recognized rights
of the accused
1. Monetary penalties only may be imposed with respect to
violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction
and control of pollution of the marine environment, committed by
foreign vessels beyond the territorial sea.
2. Monetary penalties only may be imposed with respect to
violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction
and control of pollution of the marine environment, committed by
foreign vessels in the territorial sea, except in the case of a
wilful and serious act of pollution in the territorial sea.
3. In the conduct of proceedings in respect of such violations
committed by a foreign vessel which may result in the imposition
of penalties, recognized rights of the accused shall be observed.
Article 231
Notification to the flag State and other States concerned
States shall promptly notify the flag State and any other
State concerned of any measures taken pursuant to section 6
against foreign vessels, and shall submit to the flag State all
official reports concerning such measures. However, with respect
to violations committed in the territorial sea, the foregoing
obligations of the coastal State apply only to such measures as
are taken in proceedings. The diplomatic agents or consular
officers and where possible the maritime authority of the flag
State, shall be immediately informed of any such measures taken
pursuant to section 6 against foreign vessels.
Article 232
Liability of States arising from enforcement measures
States shall be liable for damage or loss attributable to them
arising from measures taken pursuant to section 6 when such
measures are unlawful or exceed those reasonably required in the
light of available information.
States shall provide for recourse in their courts for actions
in respect of such damage or loss.
Article 233
Safeguards with respect to straits used for international
navigation
Nothing in sections 5, 6 and 7 affects the legal regime of
straits used for international navigation. However, if a foreign
ship other than those referred to in section 10 has committed a
violation of the laws and regulations referred to in article 42,
paragraph 1 (a) and (b), causing or threatening major damage to
the marine environment of the straits, the States bordering the
straits may take appropriate enforcement measures and if so shall
respect mutatis mutandis the provisions of this section.
Section 8. ICE-COVERED AREAS
Article 234
Ice-covered areas
Coastal States have the right to adopt and enforce
non-discriminatory laws and regulations for the prevention,
reduction and control of marine pollution from vessels in
ice-covered areas within the limits of the exclusive economic
zone, where particularly severe climatic conditions and the
presence of ice covering such areas for most of the year create
obstructions or exceptional hazards to navigation, and pollution
of the marine environment could cause major harm to or
irreversible disturbance of the ecological balance. Such laws and
regulations shall have due regard to navigation and the
protection and preservation of the marine environment based on
the best available scientific evidence.
Section 9. RESPONSIBILITY AND LIABILITY
Article 235
Responsibility and liability
1. States are responsible for the fulfilment of their
international obligations concerning the protection and
preservation of the marine environment. They shall be liable in
accordance with international law.
2. States shall ensure that recourse is available in
accordance with their legal systems for prompt and adequate
compensation or other relief in respect of damage caused by
pollution of the marine environment by natural or juridical
persons under their jurisdiction.
3. With the objective of assuring prompt and adequate
compensation in respect of all damage caused by pollution of the
marine environment, States shall co-operate in the implementation
of existing international law and the further development of
international law relating to responsibility and liability for
the assessment of and compensation for damage and the settlement
of related disputes, as well as, where appropriate, development
of criteria and procedures for payment of adequate compensation,
such as compulsory insurance or compensation funds.
Section 10. SOVEREIGN IMMUNITY
Article 236
Sovereign immunity
The provisions of this Convention regarding the protection and
preservation of the marine environment do not apply to any
warship, naval auxiliary, other vessels or aircraft owned or
operated by a State and used, for the time being only on
government non-commercial service. However, each State shall
ensure, by the adoption of appropriate measures not impairing
operations or operational capabilities of such vessels or
aircraft owned or operated by it, that such vessels or aircraft
act in a manner consistent, so far as is reasonable and
practicable, with this Convention.
Section 11. OBLIGATIONS UNDER OTHER
CONVENTIONS ON THE PROTECTION AND
PRESERVATION OF THE MARINE ENVIRONMENT
Article 237
Obligations under other conventions on the protection and
preservation of the marine environment
1. The provisions of this Part are without prejudice to the
specific obligations assumed by States under special conventions
and agreements concluded previously which relate to the
protection and preservation of the marine environment and to
agreements which may be concluded in furtherance of the general
principles set forth in this Convention.
2. Specific obligations assumed by States under special
conventions, with respect to the protection and preservation of
the marine environment, should be carried out in a manner
consistent with the general principles and objectives of this
Convention.
PART XIII
MARINE SCIENTIFIC RESEARCH
Section 1. GENERAL PROVISIONS
Article 238
Right to conduct marine scientific research
All States, irrespective of their geographical location, and
competent international organizations have the right to conduct
marine scientific research subject to the rights and duties of
other States as provided for in this Convention.
Article 239
Promotion of marine scientific research
States and competent international organizations shall promote
and facilitate the development and conduct of marine scientific
research in accordance with this Convention.
Article 240
General principles for the conduct of marine scientific
research
In the conduct of marine scientific research the following
principles shall apply:
(a) marine scientific research shall be conducted exclusively
for peaceful purposes;
(b) marine scientific research shall be conducted with
appropriate scientific methods and means compatible with this
Convention;
(c) marine scientific research shall not unjustifiably
interfere with other legitimate uses of the sea compatible with
this Convention and shall be duly respected in the course of such
uses;
(d) marine scientific research shall be conducted in
compliance with all relevant regulations adopted in conformity
with this Convention including those for the protection and
preservation of the marine environment.
Article 241
Non-recognition of marine scientific research activities
as the legal basis for claims
Marine scientific research activities shall not constitute the
legal basis for any claim to any part of the marine environment
or its resources.
Section 2. INTERNATIONAL CO- OPERATION
Article 242
Promotion of international co-operation
1. States and competent international organizations shall, in
accordance with the principle of respect for sovereignty and
jurisdiction and on the basis of mutual benefit, promote
international co-operation in marine scientific research for
peaceful purposes.
2. In this context, without prejudice to the rights and duties
of States under this Convention, a State, in the application of
this Part, shall provide, as appropriate, other States with a
reasonable opportunity to obtain from it, or with its
co-operation, information necessary to prevent and control damage
to the health and safety of persons and to the marine
environment.
Article 243
Creation of favourable conditions
States and competent international organizations shall
co-operate, through the conclusion of bilateral and multilateral
agreements, to create favourable conditions for the conduct of
marine scientific research in the marine environment and to
integrate the efforts of scientists in studying the essence of
phenomena and processes occurring in the marine environment and
the interrelations between them.
Article 244
Publication and dissemination of information and knowledge
1. States and competent international organizations shall, in
accordance with this Convention, make available by publication
and dissemination through appropriate channels information on
proposed major programmes and their objectives as well as
knowledge resulting from marine scientific research.
2. For this purpose, States, both individually and in
co-operation with other States and with competent international
organizations, shall actively promote the flow of scientific data
and information and the transfer of knowledge resulting from
marine scientific research, especially to developing States, as
well as the strengthening of the autonomous marine scientific
research capabilities of developing States through, inter alia,
programmes to provide adequate education and training of their
technical and scientific personnel.
Section 3. CONDUCT AND PROMOTION OF MARINE SCIENTIFIC
RESEARCH
Article 245
Marine scientific research in the territorial sea
Coastal States, in the exercise of their sovereignty, have the
exclusive right to regulate, authorize and conduct marine
scientific research in their territorial sea. Marine scientific
research therein shall be conducted only with the express consent
of and under the conditions set forth by the coastal State.
Article 246
Marine scientific research in the exclusive economic zone
and on the continental shelf
1. Coastal States, in the exercise of their jurisdiction, have
the right to regulate, authorize and conduct marine scientific
research in their exclusive economic zone and on their
continental shelf in accordance with the relevant provisions of
this Convention.
2. Marine scientific research in the exclusive economic zone
and on the continental shelf shall be conducted with the consent
of the coastal State.
3. Coastal States shall, in normal circumstances, grant their
consent for marine scientific research projects by other States
or competent international organizations in their exclusive
economic zone or on their continental shelf to be carried out in
accordance with this Convention exclusively for peaceful purposes
and in order to increase scientific knowledge of the marine
environment for the benefit of all mankind. To this end, coastal
States shall establish rules and procedures ensuring that such
consent will not be delayed or denied unreasonably.
4. For the purposes of applying paragraph 3, normal
circumstances may exist in spite of the absence of diplomatic
relations between the coastal State and the researching State.
5. Coastal States may however in their discretion withhold
their consent to the conduct of a marine scientific research
project of another State or competent international organization
in the exclusive economic zone or on the continental shelf of the
coastal State if that project:
(a) is of direct significance for the exploration and
exploitation of natural resources, whether living or non-living;
(b) involves drilling into the continental shelf, the use of
explosives or the introduction of harmful substances into the
marine environment;
(c) involves the construction, operation or use of artificial
islands, installations and structures referred to in articles 60
and 80;
(d) contains information communicated pursuant to article 248
regarding the nature and objectives of the project which is
inaccurate or if the researching State or competent international
organization has outstanding obligations to the coastal State
from a prior research project.
6. Notwithstanding the provisions of paragraph 5, coastal
States may not exercise their discretion to withhold consent
under subparagraph (a) of that paragraph in respect of marine
scientific research projects to be undertaken in accordance with
the provisions of this Part on the continental shelf, beyond 200
nautical miles from the baselines from which the breadth of the
territorial sea is measured, outside those specific areas which
coastal States may at any time publicly designate as areas in
which exploitation or detailed exploratory operations focused on
those areas are occurring or will occur within a reasonable
period of time.
Coastal States shall give reasonable notice of the designation
of such areas, as well as any modifications thereto, but shall
not be obliged to give details of the operations therein.
7. The provisions of paragraph 6 are without prejudice to the
rights of coastal States over the continental shelf as
established in article 77.
8. Marine scientific research activities referred to in this
article shall not unjustifiably interfere with activities
undertaken by coastal States in the exercise of their sovereign
rights and jurisdiction provided for in this Convention.
Article 247
Marine scientific research projects undertaken by or under
the auspices of international organizations
A coastal State which is a member of or has a bilateral
agreement with an international organization, and in whose
exclusive economic zone or on whose continental shelf that
organization wants to carry out a marine scientific research
project, directly or under its auspices, shall be deemed to have
authorized the project to be carried out in conformity with the
agreed specifications if that State approved the detailed project
when the decision was made by the organization for the
undertaking of the project, or is willing to participate in it,
and has not expressed any objection within four months of
notification of the project by the organization to the coastal
State.
Article 248
Duty to provide information to the coastal State
States and competent international organizations which intend
to undertake marine scientific research in the exclusive economic
zone or on the continental shelf of a coastal State shall, not
less than six months in advance of the expected starting date of
the marine scientific research project, provide that State with a
full description of:
(a) the nature and objectives of the project;
(b) the method and means to be used, including name, tonnage,
type and class of vessels and a description of scientific
equipment;
(c) the precise geographical areas in which the project is to
be conducted;
(d) the expected date of first appearance and final departure
of the research vessels, or deployment of the equipment and its
removal, as appropriate;
(e) the name of the sponsoring institution, its director, and
the person in charge of the project; and (f) the extent to which
it is considered that the coastal State should be able to
participate or to be represented in the project.
Article 249
Duty to comply with certain conditions
1. States and competent international organizations when
undertaking marine scientific research in the exclusive economic
zone or on the continental shelf of a coastal State shall comply
with the following conditions:
(a) ensure the right of the coastal State, if it so desires,
to participate or be represented in the marine scientific
research project, especially on board research vessels and other
craft or scientific research installations, when practicable,
without payment of any remuneration to the scientists of the
coastal State and without obligation to contribute towards the
costs of the project;
(b) provide the coastal State, at its request, with
preliminary reports, as soon as practicable, and with the final
results and conclusions after the completion of the research;
(c) undertake to provide access for the coastal State, at its
request, to all data and samples derived from the marine
scientific research project and likewise to furnish it with data
which may be copied and samples which may be divided without
detriment to their scientific value;
(d) if requested, provide the coastal State with an assessment
of such data, samples and research results or provide assistance
in their assessment or interpretation;
(e) ensure, subject to paragraph 2, that the research results
are made internationally available through appropriate national
or international channels, as soon as practicable;
(f) inform the coastal State immediately of any major change
in the research programme;
(g) unless otherwise agreed, remove the scientific research
installations or equipment once the research is completed.
2. This article is without prejudice to the conditions
established by the laws and regulations of the coastal State for
the exercise of its discretion to grant or withhold consent
pursuant to article 246, paragraph 5, including requiring prior
agreement for making internationally available the research
results of a project of direct significance for the exploration
and exploitation of natural resources.
Article 250
Communications concerning marine scientific research projects
Communications concerning the marine scientific research
projects shall be made through appropriate official channels,
unless otherwise agreed.
Article 251
General criteria and guidelines
States shall seek to promote through competent international
organizations the establishment of general criteria and
guidelines to assist States in ascertaining the nature and
implications of marine scientific research.
Article 252
Implied consent
States or competent international organizations may proceed
with a marine scientific research project six months after the
date upon which the information required pursuant to article 248
was provided to the coastal State unless within four months of
the receipt of the communication containing such information the
coastal State has informed the State or organization conducting
the research that:
(a) it has withheld its consent under the provisions of
article 246; or (b) the information given by that State or
competent international organization regarding the nature or
objectives of the project does not conform to the manifestly
evident facts; or (c) it requires supplementary information
relevant to conditions and the information provided for under
articles 248 and 249; or (d) outstanding obligations exist with
respect to a previous marine scientific research project carried
out by that State or organization, with regard to conditions
established in article 249.
Article 253
Suspension or cessation of marine scientific research activities
1. A coastal State shall have the right to require the
suspension of any marine scientific research activities in
progress within its exclusive economic zone or on its continental
shelf if:
(a) the research activities are not being conducted in
accordance with the information communicated as provided under
article 248 upon which the consent of the coastal State was
based; or (b) the State or competent international organization
conducting the research activities fails to comply with the
provisions of article 249 concerning the rights of the coastal
State with respect to the marine scientific research project.
2. A coastal State shall have the right to require the
cessation of any marine scientific research activities in case of
any non-compliance with the provisions of article 248 which
amounts to a major change in the research project or the research
activities.
3. A coastal State may also require cessation of marine
scientific research activities if any of the situations
contemplated in paragraph 1 are not rectified within a reasonable
period of time.
4. Following notification by the coastal State of its decision
to order suspension or cessation, States or competent
international organizations authorized to conduct marine
scientific research activities shall terminate the research
activities that are the subject of such a notification.
5. An order of suspension under paragraph 1 shall be lifted by
the coastal State and the marine scientific research activities
allowed to continue once the researching State or competent
international organization has complied with the conditions
required under articles 248 and 249.
Article 254
Rights of neighbouring land-locked and geographically
disadvantaged States
1. States and competent international organizations which have
submitted to a coastal State a project to undertake marine
scientific research referred to in article 246, paragraph 3,
shall give notice to the neighbouring land-locked and
geographically disadvantaged States of the proposed research
project, and shall notify the coastal State thereof.
2. After the consent has been given for the proposed marine
scientific research project by the coastal State concerned, in
accordance with article 246 and other relevant provisions of this
Convention, States and competent international organizations
undertaking such a project shall provide to the neighbouring
land-locked and geographically disadvantaged States, at their
request and when appropriate, relevant information as specified
in article 248 and article 249, paragraph 1 (f).
3. The neighbouring land-locked and geographically
disadvantaged States referred to above shall, at their request,
be given the opportunity to participate, whenever feasible, in
the proposed marine scientific research project through qualified
experts appointed by them and not objected to by the coastal
State, in accordance with the conditions agreed for the project,
in conformity with the provisions of this Convention, between the
coastal State concerned and the State or competent international
organizations conducting the marine scientific research.
4. States and competent international organizations referred
to in paragraph 1 shall provide to the above-mentioned
land-locked and geographically disadvantaged States, at their
request, the information and assistance specified in article 249,
paragraph 1 (d), subject to the provisions of article 249,
paragraph 2.
Article 255
Measures to facilitate marine scientific research and assist
research vessels
States shall endeavour to adopt reasonable rules, regulations
and procedures to promote and facilitate marine scientific
research conducted in accordance with this Convention beyond
their territorial sea and, as appropriate, to facilitate, subject
to the provisions of their laws and regulations, access to their
harbours and promote assistance for marine scientific research
vessels which comply with the relevant provisions of this Part.
Article 256
Marine scientific research in the Area
All States, irrespective of their geographical location, and
competent international organizations have the right, in
conformity with the provisions of Part XI, to conduct marine
scientific research in the Area.
Article 257
Marine scientific research in the water column beyond the
exclusive economic zone
All States, irrespective of their geographical location, and
competent international organizations have the right, in
conformity with this Convention, to conduct marine scientific
research in the water column beyond the limits of the exclusive
economic zone.
Section 4. SCIENTIFIC RESEARCH INSTALLATIONS
OR EQUIPMENT IN THE MARINE ENVIRONMENT
Article 258
Deployment and use
The deployment and use of any type of scientific research
installations or equipment in any area of the marine environment
shall be subject to the same conditions as are prescribed in this
Convention for the conduct of marine scientific research in any
such area.
Article 259
Legal status
The installations or equipment referred to in this section do
not possess the status of islands. They have no territorial sea
of their own, and their presence does not affect the delimitation
of the territorial sea, the exclusive economic zone or the
continental shelf.
Article 260
Safety zones
Safety zones of a reasonable breadth not exceeding a distance
of 500 metres may be created around scientific research
installations in accordance with the relevant provisions of this
Convention. All States shall ensure that such safety zones are
respected by their vessels.
Article 261
Non-interference with shipping routes
The deployment and use of any type of scientific research
installations or equipment shall not constitute an obstacle to
established international shipping routes.
Article 262
Identification markings and warning signals
Installations or equipment referred to in this section shall
bear identification markings indicating the State of registry or
the international organization to which they belong and shall
have adequate internationally agreed warning signals to ensure
safety at sea and the safety of air navigation, taking into
account rules and standards established by competent
international organizations.
Section 5. RESPONSIBILITY AND LIABILITY
Article 263
Responsibility and liability
1. States and competent international organizations shall be
responsible for ensuring that marine scientific research, whether
undertaken by them or on their behalf, is conducted in accordance
with this Convention.
2. States and competent international organizations shall be
responsible and liable for the measures they take in
contravention of this Convention in respect of marine scientific
research conducted by other States, their natural or juridical
persons or by competent international organizations, and shall
provide compensation for damage resulting from such measures.
3. States and competent international organizations shall be
responsible and liable pursuant to article 235 for damage caused
by pollution of the marine environment arising out of marine
scientific research undertaken by them or on their behalf.
Section 6. SETTLEMENT OF DISPUTES AND
INTERIM MEASURES
Article 264
Settlement of disputes
Disputes concerning the interpretation or application of the
provisions of this Convention with regard to marine scientific
research shall be settled in accordance with Part XV, sections 2
and 3.
Article 265
Interim measures Pending settlement of a dispute in accordance
with Part XV, sections 2 and 3, the State or competent
international organization authorized to conduct a marine
scientific research project shall not allow research activities
to commence or continue without the express consent of the
coastal State concerned.
Page editor is: Duncan Currie:duncanc@globelaw.com. You can mail him here.
|