Annexes to the
UN Law of the Sea Convention 1982 - Page 2
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ANNEX IV. STATUTE OF THE ENTERPRISE
Article 1
Purposes
1. The Enterprise is the organ of the Authority which shall
carry out activities in the Area directly, pursuant to article
153, paragraph 2 (a), as well as the transporting, processing and
marketing of minerals recovered from the Area.
2. In carrying out its purposes and in the exercise of its
functions, the Enterprise shall act in accordance with this
Convention and the rules, regulations and procedures of the
Authority.
3. In developing the resources of the Area pursuant to
paragraph 1, the Enterprise shall, subject to this Convention,
operate in accordance with sound commercial principles.
Article 2
Relationship to the Authority
1. Pursuant to article 170, the Enterprise shall act in
accordance with the general policies of the Assembly and the
directives of the Council.
2. Subject to paragraph 1, the Enterprise shall enjoy autonomy
in the conduct of its operations.
3. Nothing in this Convention shall make the Enterprise liable
for the acts or obligations of the Authority, or make the
Authority liable for the acts or obligations of the Enterprise.
Article 3
Limitation of liability
Without prejudice to article 11, paragraph 3, of this Annex,
no member of the Authority shall be liable by reason only of its
membership for the acts or obligations of the Enterprise.
Article 4
Structure
The Enterprise shall have a Governing Board, a
Director-General and the staff necessary for the exercise of its
functions.
Article 5
Governing Board
1. The Governing Board shall be composed of 15 members elected
by the Assembly in accordance with article 160, paragraph 2(c).
In the election of the members of the Board, due regard shall be
paid to the principle of equitable geographical distribution. In
submitting nominations of candidates for election to the Board,
members of the Authority shall bear in mind the need to nominate
candidates of the highest standard of competence, with
qualifications in relevant fields, so as to ensure the viability
and success of the Enterprise.
2. Members of the Board shall be elected for four years and
may be reelected; and due regard shall be paid to the principle
of rotation of membership.
3. Members of the Board shall continue in office until their
successors are elected. If the office of a member of the Board
becomes vacant, the Assembly shall, in accordance with article
160, paragraph 2(c), elect a new member for the remainder of his
predecessor's term.
4. Members of the Board shall act in their personal capacity.
In the performance of their duties they shall not seek or receive
instructions from any government or from any other source. Each
member of the Authority shall respect the independent character
of the members of the Board and shall refrain from all attempts
to influence any of them in the discharge of their duties.
5. Each member of the Board shall receive remuneration to be
paid out of the funds of the Enterprise. The amount of
remuneration shall be fixed by the Assembly, upon the
recommendation of the Council.
6. The Board shall normally function at the principal office
of the Enterprise and shall meet as often as the business of the
Enterprise may require.
7. Two thirds of the members of the Board shall constitute a
quorum.
8. Each member of the Board shall have one vote. All matters
before the Board shall be decided by a majority of its members.
If a member has a conflict of interest on a matter before the
Board he shall refrain from voting on that matter.
9. Any member of the Authority may ask the Board for
information in respect of its operations which particularly
affect that member. The Board shall endeavour to provide such
information.
Article 6
Powers and functions of the Governing Board
The Governing Board shall direct the operations of the
Enterprise. Subject to this Convention, the Governing Board shall
exercise the powers necessary to fulfil the purposes of the
Enterprise, including powers:
(a) to elect a Chairman from among its members;
(b) to adopt its rules of procedure;
(c) to draw up and submit formal written plans of work to the
Council in accordance with article 153, paragraph 3, and article
162, paragraph 2(j);
(d) to develop plans of work and programmes for carrying out
the activities specified in article 170;
(e) to prepare and submit to the Council applications for
production authorizations in accordance with article 151,
paragraphs 2 to 7;
(f) to authorize negotiations concerning the acquisition of
technology including those provided for in Annex III, article 5,
paragraph 3 (a), (c) and (d), and to approve the results of those
negotiations;
(g) to establish terms and conditions, and to authorize
negotiations, concerning joint ventures and other forms of joint
arrangements referred to in Annex III, articles 9 and 11, and to
approve the results of such negotiations;
(h) to recommend to the Assembly what portion of the net
income of the Enterprise should be retained as its reserves in
accordance with article 160, paragraph 2 (f), and article 10 of
this Annex;
(i) to approve the annual budget of the Enterprise;
(j) to authorize the procurement of goods and services in
accordance with article 12, paragraph 3, of this Annex;
(k) to submit an annual report to the Council in accordance
with article 9 of this Annex;
(l) to submit to the Council for the approval of the Assembly
draft rules in respect of the organization, management,
appointment and dismissal of the staff of the Enterprise and to
adopt regulations to give effect to such rules;
(m) to borrow funds and to furnish such collateral or other
security as it may determine in accordance with article 11,
paragraph 2, of this Annex;
(n) to enter into any legal proceedings, agreements and
transactions and to take any other actions in accordance with
article 13 of this Annex;
(o) to delegate, subject to the approval of the Council, any
non-discretionary powers to the Director-General and to its
committees.
Article 7
Director-General and staff of the Enterprise
1. The Assembly shall, upon the recommendation of the Council
and the nomination of the Governing Board, elect the
Director-General of the Enterprise who shall not be a member of
the Board. The Director-General shall hold office for a fixed
term, not exceeding five years, and may be re-elected for further
terms. 2. The Director-General shall be the legal representative
and chief executive of the Enterprise and shall be directly
responsible to the Board for the conduct of the operations of the
Enterprise. He shall be responsible for the organization,
management, appointment and dismissal of the staff of the
Enterprise in accordance with the rules and regulations referred
to in article 6, subparagraph (l), of this Annex. He shall
participate, without the right to vote, in the meetings of the
Board and may participate, without the right to vote, in the
meetings of the Assembly and the Council when these organs are
dealing with matters concerning the Enterprise. 3. The paramount
consideration in the recruitment and employment of the staff and
in the determination of their conditions of service shall be the
necessity of securing the highest standards of efficiency and of
technical competence. Subject to this consideration, due regard
shall be paid to the importance of recruiting the staff on an
equitable geographical basis.
4. In the performance of their duties the Director-General and
the staff shall not seek or receive instructions from any
government or from any other source external to the Enterprise.
They shall refrain from any action which might reflect on their
position as international officials of the Enterprise responsible
only to the Enterprise. Each State Party undertakes to respect
the exclusively international character of the responsibilities
of the Director-General and the staff and not to seek to
influence them in the discharge of their responsibilities.
5. The responsibilities set forth in article 168, paragraph 2,
are equally applicable to the staff of the Enterprise.
Article 8
Location
The Enterprise shall have its principal office at the seat of
the Authority. The Enterprise may establish other offices and
facilities in the territory of any State Party with the consent
of that State Party.
Article 9
Reports and financial statements
1. The Enterprise shall, not later than three months after the
end of each financial year, submit to the Council for its
consideration an annual report containing an audited statement of
its accounts and shall transmit to the Council at appropriate
intervals a summary statement of its financial position and a
profit and loss statement showing the results of its operations.
2. The Enterprise shall publish its annual report and such
other reports as it finds appropriate.
3. All reports and financial statements referred to in this
article shall be distributed to the members of the Authority.
Article 10
Allocation of net income
1. Subject to paragraph 3, the Enterprise shall make payments
to the Authority under Annex III, article 13, or their
equivalent.
2. The Assembly shall, upon the recommendation of the
Governing Board, determine what portion of the net income of the
Enterprise shall be retained as reserves of the Enterprise. The
remainder shall be transferred to the Authority.
3. During an initial period required for the Enterprise to
become self- supporting, which shall not exceed 10 years from the
commencement of commercial production by it, the Assembly shall
exempt the Enterprise from the payments referred to in paragraph
1, and shall leave all of the net income of the Enterprise in its
reserves.
Article 11
Finances
1. The funds of the Enterprise shall include:
(a) amounts received from the Authority in accordance with
article 173, paragraph 2(b);
(b) voluntary contributions made by States Parties for the
purpose of financing activities of the Enterprise;
(c) amounts borrowed by the Enterprise in accordance with
paragraphs 2 and 3;
(d) income of the Enterprise from its operations;
(e) other funds made available to the Enterprise to enable it
to commence operations as soon as possible and to carry out its
functions.
2. (a) The Enterprise shall have the power to borrow funds and
to furnish such collateral or other security as it may determine.
Before making a public sale of its obligations in the financial
markets or currency of a State Party, the Enterprise shall obtain
the approval of that State Party. The total amount of borrowings
shall be approved by the Council upon the recommendation of the
Governing Board.
(b) States Parties shall make every reasonable effort to
support applications by the Enterprise for loans on capital
markets and from international financial institutions.
3. (a) The Enterprise shall be provided with the funds
necessary to explore and exploit one mine site, and to transport,
process and market the minerals recovered therefrom and the
nickel, copper, cobalt and manganese obtained, and to meet its
initial administrative expenses. The amount of the said funds,
and the criteria and factors for its adjustment, shall be
included by the Preparatory Commission in the draft rules,
regulations and procedures of the Authority.
(b) All States Parties shall make available to the Enterprise
an amount equivalent to one half of the funds referred to in
subparagraph (a) by way of long-term interest-free loans in
accordance with the scale of assessments for the United Nations
regular budget in force at the time when the assessments are
made, adjusted to take into account the States which are not
members of the United Nations. Debts incurred by the Enterprise
in raising the other half of the funds shall be guaranteed by all
States Parties in accordance with the same scale.
(c) If the sum of the financial contributions of States
Parties is less than the funds to be provided to the Enterprise
under subparagraph (a), the Assembly shall, at its first session,
consider the extent of the shortfall and adopt by consensus
measures for dealing with this shortfall, taking into account the
obligation of States Parties under subparagraphs (a) and (b) and
any recommendations of the Preparatory Commission.
(d) (i) Each State Party shall, within 60 days after the entry
into force of this Convention, or within 30 days after the
deposit of its instrument of ratification or accession, whichever
is later, deposit with the Enterprise irrevocable, non-
negotiable, non-interest-bearing promissory notes in the amount
of the share of such State Party of interest-free loans pursuant
to subparagraph (b).
(ii) The Board shall prepare, at the earliest practicable date
after this Convention enters into force, and thereafter at annual
or other appropriate intervals, a schedule of the magnitude and
timing of its requirements for the funding of its administrative
expenses and for activities carried out by the Enterprise in
accordance with article 170 and article 12 of this Annex.
(iii) The States Parties shall, thereupon, be notified by the
Enterprise, through the Authority, of their respective shares of
the funds in accordance with subparagraph (b), required for such
expenses. The Enterprise shall encash such amounts of the
promissory notes as may be required to meet the expenditure
referred to in the schedule with respect to interest-free loans.
(iv) States Parties shall, upon receipt of the notification,
make available their respective shares of debt guarantees for the
Enterprise in accordance with subparagraph (b).
(e) (i) If the Enterprise so requests, State Parties may
provide debt guarantees in addition to those provided in
accordance with the scale referred to in subparagraph (b).
(ii) In lieu of debt guarantees, a State Party may make a
voluntary contribution to the Enterprise in an amount equivalent
to that portion of the debts which it would otherwise be liable
to guarantee.
(f) Repayment of the interest-bearing loans shall have
priority over the repayment of the interest-free loans. Repayment
of interest-free loans shall be in accordance with a schedule
adopted by the Assembly, upon the recommendation of the Council
and the advice of the Board.
In the exercise of this function the Board shall be guided by
the relevant provisions of the rules, regulations and procedures
of the Authority, which shall take into account the paramount
importance of ensuring the effective functioning of the
Enterprise and, in particular, ensuring its financial
independence.
(g) Funds made available to the Enterprise shall be in freely
usable currencies or currencies which are freely available and
effectively usable in the major foreign exchange markets. These
currencies shall be defined in the rules, regulations and
procedures of the Authority in accordance with prevailing
international monetary practice. Except as provided in paragraph
2, no State Party shall maintain or impose restrictions on the
holding, use or exchange by the Enterprise of these funds.
(h) "Debt guarantee" means a promise of a State
Party to creditors of the Enterprise to pay, pro rata in
accordance with the appropriate scale, the financial obligations
of the Enterprise covered by the guarantee following notice by
the creditors to the State Party of a default by the Enterprise.
Procedures for the payment of those obligations shall be in
conformity with the rules, regulations and procedures of the
Authority.
4. The funds, assets and expenses of the Enterprise shall be
kept separate from those of the Authority. This article shall not
prevent the Enterprise from making arrangements with the
Authority regarding facilities, personnel and services and
arrangements for reimbursement of administrative expenses paid by
either on behalf of the other.
5. The records, books and accounts of the Enterprise,
including its annual financial statements, shall be audited
annually by an independent auditor appointed by the Council.
Article 12
Operations
1. The Enterprise shall propose to the Council projects for
carrying out activities in accordance with article 170. Such
proposals shall include a formal written plan of work for
activities in the Area in accordance with article 153, paragraph
3, and all such other information and data as may be required
from time to time for its appraisal by the Legal and Technical
Commission and approval by the Council.
2. Upon approval by the Council, the Enterprise shall execute
the project on the basis of the formal written plan of work
referred to in paragraph 1.
3. (a) If the Enterprise does not possess the goods and
services required for its operations it may procure them. For
that purpose, it shall issue invitations to tender and award
contracts to bidders offering the best combination of quality,
price and delivery time.
(b) If there is more than one bid offering such a combination,
the contract shall be awarded in accordance with:
(i) the principle of non-discrimination on the basis of
political or other considerations not relevant to the carrying
out of operations with due diligence and efficiency; and (ii)
guidelines approved by the Council with regard to the preferences
to be accorded to goods and services originating in developing
States, including the land-locked and geographically
disadvantaged among them.
(c) The Governing Board may adopt rules determining the
special circumstances in which the requirement of invitations to
bid may, in the best interests of the Enterprise, be dispensed
with.
4. The Enterprise shall have title to all minerals and
processed substances produced by it.
5. The Enterprise shall sell its products on a
non-discriminatory basis. It shall not give non-commercial
discounts.
6. Without prejudice to any general or special power conferred
on the Enterprise under any other provision of this Convention,
the Enterprise shall exercise such powers incidental to its
business as shall be necessary.
7. The Enterprise shall not interfere in the political affairs
of any State Party; nor shall it be influenced in its decisions
by the political character of the State Party concerned. Only
commercial considerations shall be relevant to its decisions, and
these considerations shall be weighed impartially in order to
carry out the purposes specified in article 1 of this Annex.
Article 13
Legal status, privileges and immunities
1. To enable the Enterprise to exercise its functions, the
status, privileges and immunities set forth in this article shall
be accorded to the Enterprise in the territories of States
Parties. To give effect to this principle the Enterprise and
States Parties may, where necessary, enter into special
agreements.
2. The Enterprise shall have such legal capacity as is
necessary for the exercise of its functions and the fulfilment of
its purposes and, in particular, the capacity:
(a) to enter into contracts, joint arrangements or other
arrangements, including agreements with States and international
organizations;
(b) to acquire, lease, hold and dispose of immovable and
movable property;
(c) to be a party to legal proceedings.
3. (a) Actions may be brought against the Enterprise only in a
court of competent jurisdiction in the territory of a State Party
in which the Enterprise:
(i) has an office or facility;
(ii) has appointed an agent for the purpose of accepting
service or notice of process;
(iii) has entered into a contract for goods or services;
(iv) has issued securities; or (v) is otherwise engaged in
commercial activity.
(b) The property and assets of the Enterprise, wherever
located and by whomsoever held, shall be immune from all forms of
seizure, attachment or execution before the delivery of final
judgment against the Enterprise.
4. (a) The property and assets of the Enterprise, wherever
located and by whomsoever held, shall be immune from requisition,
confiscation, expropriation or any other form of seizure by
executive or legislative action.
(b) The property and assets of the Enterprise, wherever
located and by whomsoever held, shall be free from discriminatory
restrictions, regulations, controls and moratoria of any nature.
(c) The Enterprise and its employees shall respect local laws
and regulations in any State or territory in which the Enterprise
or its employees may do business or otherwise act.
(d) States Parties shall ensure that the Enterprise enjoys all
rights, privileges and immunities accorded by them to entities
conducting commercial activities in their territories. These
rights, privileges and immunities shall be accorded to the
Enterprise on no less favourable a basis than that on which they
are accorded to entities engaged in similar commercial
activities. If special privileges are provided by States Parties
for developing States or their commercial entities, the
Enterprise shall enjoy those privileges on a similarly
preferential basis.
(e) States Parties may provide special incentives, rights,
privileges and immunities to the Enterprise without the
obligation to provide such incentives, rights, privileges and
immunities to other commercial entities.
5. The Enterprise shall negotiate with the host countries in
which its offices and facilities are located for exemption from
direct and indirect taxation.
6. Each State Party shall take such action as is necessary for
giving effect in terms of its own law to the principles set forth
in this Annex and shall inform the Enterprise of the specific
action which it has taken.
7. The Enterprise may waive any of the privileges and
immunities conferred under this article or in the special
agreements referred to in paragraph 1 to such extent and upon
such conditions as it may determine.
ANNEX V. CONCILIATION
Section 1. CONCILIATION PROCEDURE PURSUANT TO
Section 1 OF PART XV
Article 1
Institution of proceedings
If the parties to a dispute have agreed, in accordance with
article 284, to submit it to conciliation under this section, any
such party may institute the proceedings by written notification
addressed to the other party or parties to the dispute.
Article 2
List of conciliators
A list of conciliators shall be drawn up and maintained by the
Secretary- General of the United Nations. Every State Party shall
be entitled to nominate four conciliators, each of whom shall be
a person enjoying the highest reputation for fairness, competence
and integrity. The names of the persons so nominated shall
constitute the list. If at any time the conciliators nominated by
a State Party in the list so constituted shall be fewer than
four, that State Party shall be entitled to make further
nominations as necessary. The name of a conciliator shall remain
on the list until withdrawn by the State Party which made the
nomination, provided that such conciliator shall continue to
serve on any conciliation commission to which that conciliator
has been appointed until the completion of the proceedings before
that commission.
Article 3
Constitution of conciliation commission
The conciliation commission shall, unless the parties
otherwise agree, be constituted as follows:
(a) Subject to subparagraph (g), the conciliation commission
shall consist of five members.
(b) The party instituting the proceedings shall appoint two
conciliators to be chosen preferably from the list referred to in
article 2 of this Annex, one of whom may be its national, unless
the parties otherwise agree. Such appointments shall be included
in the notification referred to in article 1 of this Annex.
(c) The other party to the dispute shall appoint two
conciliators in the manner set forth in subparagraph (b) within
21 days of receipt of the notification referred to in article 1
of this Annex. If the appointments are not made within that
period, the party instituting the proceedings may, within one
week of the expiration of that period, either terminate the
proceedings by notification addressed to the other party or
request the Secretary-General of the United Nations to make the
appointments in accordance with subparagraph (e).
(d) Within 30 days after all four conciliators have been
appointed, they shall appoint a fifth conciliator chosen from the
list referred to in article 2 of this Annex, who shall be
chairman. If the appointment is not made within that period,
either party may, within one week of the expiration of that
period, request the Secretary-General of the United Nations to
make the appointment in accordance with subparagraph (e).
(e) Within 30 days of the receipt of a request under
subparagraph (c) or (d), the Secretary-General of the United
Nations shall make the necessary appointments from the list
referred to in article 2 of this Annex in consultation with the
parties to the dispute.
(f) Any vacancy shall be filled in the manner prescribed for
the initial appointment.
(g) Two or more parties which determine by agreement that they
are in the same interest shall appoint two conciliators jointly.
Where two or more parties have separate interests or there is a
disagreement as to whether they are of the same interest, they
shall appoint conciliators separately.
(h) In disputes involving more than two parties having
separate interests, or where there is disagreement as to whether
they are of the same interest, the parties shall apply
subparagraphs (a) to (f) in so far as possible.
Article 4
Procedure
The conciliation commission shall, unless the parties
otherwise agree, determine its own procedure. The commission may,
with the consent of the parties to the dispute, invite any State
Party to submit to it its views orally or in writing. Decisions
of the commission regarding procedural matters, the report and
recommendations shall be made by a majority vote of its members.
Article 5
Amicable settlement
The commission may draw the attention of the parties to any
measures which might facilitate an amicable settlement of the
dispute.
Article 6
Functions of the commission
The commission shall hear the parties, examine their claims
and objections, and make proposals to the parties with a view to
reaching an amicable settlement.
Article 7
Report
1. The commission shall report within 12 months of its
constitution. Its report shall record any agreements reached and,
failing agreement, its conclusions on all questions of fact or
law relevant to the matter in dispute and such recommendations as
the commission may deem appropriate for an amicable settlement.
The report shall be deposited with the Secretary-General of the
United Nations and shall immediately be transmitted by him to the
parties to the dispute.
2. The report of the commission, including its conclusions or
recommendations, shall not be binding upon the parties.
Article 8
Termination
The conciliation proceedings are terminated when a settlement
has been reached, when the parties have accepted or one party has
rejected the recommendations of the report by written
notification addressed to the Secretary-General of the United
Nations, or when a period of three months has expired from the
date of transmission of the report to the parties.
Article 9
Fees and expenses
The fees and expenses of the commission shall be borne by the
parties to the dispute.
Article 10
Right of parties to modify procedure
The parties to the dispute may by agreement applicable solely
to that dispute modify any provision of this Annex.
Section 2. COMPULSORY SUBMISSION TO CONCILIATION PROCEDURE
PURSUANT TO Section 3 OF PART XV
Article 11
Institution of proceedings
1. Any party to a dispute which, in accordance with Part XV,
section 3, may be submitted to conciliation under this section,
may institute the proceedings by written notification addressed
to the other party or parties to the dispute.
2. Any party to the dispute, notified under paragraph 1, shall
be obliged to submit to such proceedings.
Article 12
Failure to reply or to submit to conciliation
The failure of a party or parties to the dispute to reply to
notification of institution of proceedings or to submit to such
proceedings shall not constitute a bar to the proceedings.
Article 13
Competence
A disagreement as to whether a conciliation commission acting
under this section has competence shall be decided by the
commission.
Article 14
Application of section 1
Articles 2 to 10 of section I of this Annex apply subject to
this section.
ANNEX VI. STATUTE OF THE INTERNATIONAL
TRIBUNAL FOR THE LAW OF THE SEA
Article 1
General provisions
1. The International Tribunal for the Law of the Sea is
constituted and shall function in accordance with the provisions
of this Convention and this Statute.
2. The seat of the Tribunal shall be in the Free and Hanseatic
City of Hamburg in the Federal Republic of Germany.
3. The Tribunal may sit and exercise its functions elsewhere
whenever it considers this desirable.
4. A reference of a dispute to the Tribunal shall be governed
by the provisions of Parts XI and XV.
Section 1. ORGANIZATION OF THE TRIBUNAL
Article 2
Composition
1. The Tribunal shall be composed of a body of 21 independent
members, elected from among persons enjoying the highest
reputation for fairness and integrity and of recognized
competence in the field of the law of the sea.
2. In the Tribunal as a whole the representation of the
principal legal systems of the world and equitable geographical
distribution shall be assured.
Article 3
Membership
1. No two members of the Tribunal may be nationals of the same
State. A person who for the purposes of membership in the
Tribunal could be regarded as a national of more than one State
shall be deemed to be a national of the one in which he
ordinarily exercises civil and political rights.
2. There shall be no fewer than three members from each
geographical group as established by the General Assembly of the
United Nations.
Article 4
Nominations and elections
1. Each State Party may nominate not more than two persons
having the qualifications prescribed in article 2 of this Annex.
The members of the Tribunal shall be elected from the list of
persons thus nominated.
2. At least three months before the date of the election, the
Secretary- General of the United Nations in the case of the first
election and the Registrar of the Tribunal in the case of
subsequent elections shall address a written invitation to the
States Parties to submit their nominations for members of the
Tribunal within two months. He shall prepare a list in
alphabetical order of all the persons thus nominated, with an
indication of the States Parties which have nominated them, and
shall submit it to the States Parties before the seventh day of
the last month before the date of each election.
3. The first election shall be held within six months of the
date of entry into force of this Convention.
4. The members of the Tribunal shall be elected by secret
ballot. Elections shall be held at a meeting of the States
Parties convened by the Secretary- General of the United Nations
in the case of the first election and by a procedure agreed to by
the States Parties in the case of subsequent elections. Two
thirds of the States Parties shall constitute a quorum at that
meeting. The persons elected to the Tribunal shall be those
nominees who obtain the largest number of votes and a two-thirds
majority of the States Parties present and voting, provided that
such majority includes a majority of the States Parties.
Article 5
Term of office
1. The members of the Tribunal shall be elected for nine years
and may be re-elected; provided, however, that of the members
elected at the first election, the terms of seven members shall
expire at the end of three years and the terms of seven more
members shall expire at the end of six years.
2. The members of the Tribunal whose terms are to expire at
the end of the above-mentioned initial periods of three and six
years shall be chosen by lot to be drawn by the Secretary-General
of the United Nations immediately after the first election.
3. The members of the Tribunal shall continue to discharge
their duties until their places have been filled. Though
replaced, they shall finish any proceedings which they may have
begun before the date of their replacement.
4. In the case of the resignation of a member of the Tribunal,
the letter of resignation shall be addressed to the President of
the Tribunal. The place becomes vacant on the receipt of that
letter.
Article 6
Vacancies
1. Vacancies shall be filled by the same method as that laid
down for the first election, subject to the following provision:
the Registrar shall, within one month of the occurrence of the
vacancy, proceed to issue the invitations provided for in article
4 of this Annex, and the date of the election shall be fixed by
the President of the Tribunal after consultation with the States
Parties.
2. A member of the Tribunal elected to replace a member whose
term of office has not expired shall hold office for the
remainder of his predecessor's term.
Article 7
Incompatible activities
1. No member of the Tribunal may exercise any political or
administrative function, or associate actively with or be
financially interested in any of the operations of any enterprise
concerned with the exploration for or exploitation of the
resources of the sea or the sea-bed or other commercial use of
the sea or the sea-bed.
2. No member of the Tribunal may act as agent, counsel or
advocate in any case.
3. Any doubt on these points shall be resolved by decision of
the majority of the other members of the Tribunal present.
Article 8
Conditions relating to participation of members
in a particular case
1. No member of the Tribunal may participate in the decision
of any case in which he has previously taken part as agent,
counsel or advocate for one of the parties, or as a member of a
national or international court or tribunal, or in any other
capacity.
2. If, for some special reason, a member of the Tribunal
considers that he should not take part in the decision of a
particular case, he shall so inform the President of the
Tribunal.
3. If the President considers that for some special reason one
of the members of the Tribunal should not sit in a particular
case, he shall give him notice accordingly.
4. Any doubt on these points shall be resolved by decision of
the majority of the other members of the Tribunal present.
Article 9
Consequence of ceasing to fulfil required conditions
If, in the unanimous opinion of the other members of the
Tribunal, a member has ceased to fulfil the required conditions,
the President of the Tribunal shall declare the seat vacant.
Article 10
Privileges and immunities
The members of the Tribunal, when engaged on the business of
the Tribunal, shall enjoy diplomatic privileges and immunities.
Article 11
Solemn declaration by members
Every member of the Tribunal shall, before taking up his
duties, make a solemn declaration in open session that he will
exercise his powers impartially and conscientiously.
Article 12
President, Vice-President and Registrar
1. The Tribunal shall elect its President and Vice-President
for three years; they may be re-elected.
2. The Tribunal shall appoint its Registrar and may provide
for the appointment of such other officers as may be necessary.
3. The President and the Registrar shall reside at the seat of
the Tribunal.
Article 13
Quorum 1.
All available members of the Tribunal shall sit; a quorum of
11 elected members shall be required to constitute the Tribunal.
2. Subject to article 17 of this Annex, the Tribunal shall
determine which members are available to constitute the Tribunal
for the consideration of a particular dispute, having regard to
the effective functioning of the chambers as provided for in
articles 14 and 15 of this Annex.
3. All disputes and applications submitted to the Tribunal
shall be heard and determined by the Tribunal, unless article 14
of this Annex applies, or the parties request that it shall be
dealt with in accordance with article 15 of this Annex.
Article 14
Sea-Bed Disputes Chamber
A Sea-Bed Disputes Chamber shall be established in accordance
with the provisions of section 4 of this Annex. Its jurisdiction,
powers and functions shall be as provided for in Part XI, section
5.
Article 15
Special chambers
1. The Tribunal may form such chambers, composed of three or
more of its elected members, as it considers necessary for
dealing with particular categories of disputes.
2. The Tribunal shall form a chamber for dealing with a
particular dispute submitted to it if the parties so request. The
composition of such a chamber shall be determined by the Tribunal
with the approval of the parties.
3. With a view to the speedy dispatch of business, the
Tribunal shall form annually a chamber composed of five of its
elected members which may hear and determine disputes by summary
procedure. Two alternative members shall be selected for the
purpose of replacing members who are unable to participate in a
particular proceeding.
4. Disputes shall be heard and determined by the chambers
provided for in this article if the parties so request.
5. A judgment given by any of the chambers provided for in
this article and in article 14 of this Annex shall be considered
as rendered by the Tribunal.
Article 16
Rules of the Tribunal
The Tribunal shall frame rules for carrying out its functions.
In particular it shall lay down rules of procedure.
Article 17
Nationality of members
1. Members of the Tribunal of the nationality of any of the
parties to a dispute shall retain their right to participate as
members of the Tribunal.
2. If the Tribunal, when hearing a dispute, includes upon the
bench a member of the nationality of one of the parties, any
other party may choose a person to participate as a member of the
Tribunal.
3. If the Tribunal, when hearing a dispute, does not include
upon the bench a member of the nationality of the parties, each
of those parties may choose a person to participate as a member
of the Tribunal.
4. This article applies to the chambers referred to in
articles 14 and 15 of this Annex. In such cases, the President,
in consultation with the parties, shall request specified members
of the Tribunal forming the chamber, as many as necessary, to
give place to the members of the Tribunal of the nationality of
the parties concerned, and, failing such, or if they are unable
to be present, to the members specially chosen by the parties.
5. Should there be several parties in the same interest, they
shall, for the purpose of the preceding provisions, be considered
as one party only.
Any doubt on this point shall be settled by the decision of
the Tribunal.
6. Members chosen in accordance with paragraphs 2, 3 and 4
shall fulfil the conditions required by articles 2, 8 and 11 of
this Annex. They shall participate in the decision on terms of
complete equality with their colleagues.
Article 18
Remuneration of members
1. Each elected member of the Tribunal shall receive an annual
allowance and, for each day on which he exercises his functions,
a special allowance, provided that in any year the total sum
payable to any member as special allowance shall not exceed the
amount of the annual allowance.
2. The President shall receive a special annual allowance.
3. The Vice-President shall receive a special allowance for
each day on which he acts as President.
4. The members chosen under article 17 of this Annex, other
than elected members of the Tribunal, shall receive compensation
for each day on which they exercise their functions.
5. The salaries, allowances and compensation shall be
determined from time to time at meetings of the States Parties,
taking into account the work load of the Tribunal. They may not
be decreased during the term of office.
6. The salary of the Registrar shall be determined at meetings
of the States Parties, on the proposal of the Tribunal.
7. Regulations adopted at meetings of the States Parties shall
determine the conditions under which retirement pensions may be
given to members of the Tribunal and to the Registrar, and the
conditions under which members of the Tribunal and Registrar
shall have their travelling expenses refunded.
8. The salaries, allowances, and compensation shall be free of
all taxation.
Article 19
Expenses of the Tribunal
1. The expenses of the Tribunal shall be borne by the States
Parties and by the Authority on such terms and in such a manner
as shall be decided at meetings of the States Parties.
2. When an entity other than a State Party or the Authority is
a party to a case submitted to it, the Tribunal shall fix the
amount which that party is to contribute towards the expenses of
the Tribunal.
Section 2. COMPETENCE
Article 20
Access to the Tribunal
1. The Tribunal shall be open to States Parties.
2. The Tribunal shall be open to entities other than States
Parties in any case expressly provided for in Part XI or in any
case submitted pursuant to any other agreement conferring
jurisdiction on the Tribunal which is accepted by all the parties
to that case.
Article 21
Jurisdiction
The jurisdiction of the Tribunal comprises all disputes and
all applications submitted to it in accordance with this
Convention and all matters specifically provided for in any other
agreement which confers jurisdiction on the Tribunal.
Article 22
Reference of disputes subject to other agreements
If all the parties to a treaty or convention already in force
and concerning the subject-matter covered by this Convention so
agree, any disputes concerning the interpretation or application
of such treaty or convention may, in accordance with such
agreement, be submitted to the Tribunal.
Article 23
Applicable law
The Tribunal shall decide all disputes and applications in
accordance with article 293.
Section 3. PROCEDURE
Article 24
Institution of proceedings
1. Disputes are submitted to the Tribunal, as the case may be,
either by notification of a special agreement or by written
application, addressed to the Registrar. In either case, the
subject of the dispute and the parties shall be indicated.
2. The Registrar shall forthwith notify the special agreement
or the application to all concerned.
3. The Registrar shall also notify all States Parties.
Article 25
Provisional measures
1. In accordance with article 290, the Tribunal and its
Sea-Bed Disputes Chamber shall have the power to prescribe
provisional measures.
2. If the Tribunal is not in session or a sufficient number of
members is not available to constitute a quorum, the provisional
measures shall be prescribed by the chamber of summary procedure
formed under article 15, paragraph 3, of this Annex.
Notwithstanding article 15, paragraph 4, of this Annex, such
provisional measures may be adopted at the request of any party
to the dispute. They shall be subject to review and revision by
the Tribunal.
Article 26
Hearing
1. The hearing shall be under the control of the President or,
if he is unable to preside, of the Vice-President. If neither is
able to preside, the senior judge present of the Tribunal shall
preside.
2. The hearing shall be public, unless the Tribunal decides
otherwise or unless the parties demand that the public be not
admitted.
Article 27
Conduct of case
The Tribunal shall make orders for the conduct of the case,
decide the form and time in which each party must conclude its
arguments, and make all arrangements connected with the taking of
evidence.
Article 28
Default
When one of the parties does not appear before the Tribunal or
fails to defend its case, the other party may request the
Tribunal to continue the proceedings and make its decision.
Absence of a party or failure of a party to defend its case shall
not constitute a bar to the proceedings. Before making its
decision, the Tribunal must satisfy itself not only that it has
jurisdiction over the dispute, but also that the claim is well
founded in fact and law.
Article 29
Majority for decision
1. All questions shall be decided by a majority of the members
of the Tribunal who are present.
2. In the event of an equality of votes, the President or the
member of the Tribunal who acts in his place shall have a casting
vote.
Article 30
Judgment
1. The judgment shall state the reasons on which it is based.
2. It shall contain the names of the members of the Tribunal
who have taken part in the decision.
3. If the judgment does not represent in whole or in part the
unanimous opinion of the members of the Tribunal, any member
shall be entitled to deliver a separate opinion.
4. The judgment shall be signed by the President and by the
Registrar. It shall be read in open court, due notice having been
given to the parties to the dispute.
Article 31
Request to intervene
1. Should a State Party consider that it has an interest of a
legal nature which may be affected by the decision in any
dispute, it may submit a request to the Tribunal to be permitted
to intervene.
2. It shall be for the Tribunal to decide upon this request.
3. If a request to intervene is granted, the decision of the
Tribunal in respect of the dispute shall be binding upon the
intervening State Party in so far as it relates to matters in
respect of which that State Party intervened.
Article 32
Right to intervene in cases of interpretation or application
1. Whenever the interpretation or application of this
Convention is in question, the Registrar shall notify all States
Parties forthwith.
2. Whenever pursuant to article 21 or 22 of this Annex the
interpretation or application of an international agreement is in
question, the Registrar shall notify all the parties to the
agreement.
3. Every party referred to in paragraphs 1 and 2 has the right
to intervene in the proceedings; if it uses this right, the
interpretation given by the judgment will be equally binding upon
it.
Article 33
Finality and binding force of decisions
1. The decision of the Tribunal is final and shall be complied
with by all the parties to the dispute.
2. The decision shall have no binding force except between the
parties in respect of that particular dispute.
3. In the event of dispute as to the meaning or scope of the
decision, the Tribunal shall construe it upon the request of any
party.
Article 34
Costs
Unless otherwise decided by the Tribunal, each party shall
bear its own costs.
Section 4. SEA-BED DISPUTES CHAMBER
Article 35
Composition
1. The Sea-Bed Disputes Chamber referred to in article 14 of
this Annex shall be composed of 11 members, selected by a
majority of the elected members of the Tribunal from among them.
2. In the selection of the members of the Chamber, the
representation of the principal legal systems of the world and
equitable geographical distribution shall be assured. The
Assembly of the Authority may adopt recommendations of a general
nature relating to such representation and distribution.
3. The members of the Chamber shall be selected every three
years and may be selected for a second term.
4. The Chamber shall elect its President from among its
members, who shall serve for the term for which the Chamber has
been selected.
5. If any proceedings are still pending at the end of any
three-year period for which the Chamber has been selected, the
Chamber shall complete the proceedings in its original
composition.
6. If a vacancy occurs in the Chamber, the Tribunal shall
select a successor from among its elected members, who shall hold
office for the remainder of his predecessor's term.
7. A quorum of seven of the members selected by the Tribunal
shall be required to constitute the Chamber.
Article 36
Ad hoc chambers
1. The Sea-Bed Disputes Chamber shall form an ad hoc chamber,
composed of three of its members, for dealing with a particular
dispute submitted to it in accordance with article 188, paragraph
1 (b). The composition of such a chamber shall be determined by
the Sea-Bed Disputes Chamber with the approval of the parties.
2. If the parties do not agree on the composition of an ad hoc
chamber, each party to the dispute shall appoint one member, and
the third member shall be appointed by them in agreement. If they
disagree, or if any party fails to make an appointment, the
President of the Sea-Bed Disputes Chamber shall promptly make the
appointment or appointments from among its members, after
consultation with the parties.
3. Members of the ad hoc chamber must not be in the service
of, or nationals of, any of the parties to the dispute.
Article 37
Access
The Chamber shall be open to the States Parties, the Authority
and the other entities referred to in Part XI, section 5.
Article 38
Applicable law
In addition to the provisions of article 293, the Chamber
shall apply:
(a) the rules, regulations and procedures of the Authority
adopted in accordance with this Convention; and (b) the terms of
contracts concerning activities in the Area in matters relating
to those contracts.
Article 39
Enforcement of decisions of the Chamber
The decisions of the Chamber shall be enforceable in the
territories of the States Parties in the same manner as judgments
or orders of the highest court of the State Party in whose
territory the enforcement is sought.
Article 40
Applicability of other sections of this Annex
1. The other sections of this Annex which are not incompatible
with this section apply to the Chamber.
2. In the exercise of its functions relating to advisory
opinions, the Chamber shall be guided by the provisions of this
Annex relating to procedure before the Tribunal to the extent to
which it recognizes them to be applicable.
Section 5. AMENDMENTS
Article 41
Amendments
1. Amendments to this Annex, other than amendments to section
4, may be adopted only in accordance with article 313 or by
consensus at a conference convened in accordance with this
Convention.
2. Amendments to section 4 may be adopted only in accordance
with article 314.
3. The Tribunal may propose such amendments to this Statute as
it may consider necessary, by written communications to the
States Parties for their consideration in conformity with
paragraphs 1 and 2.
ANNEX VII. ARBITRATION
Article 1
Institution of proceedings
Subject to the provisions of Part XV, any party to a dispute
may submit the dispute to the arbitral procedure provided for in
this Annex by written notification addressed to the other party
or parties to the dispute. The notification shall be accompanied
by a statement of the claim and the grounds on which it is based.
Article 2
List of arbitrators
1. A list of arbitrators shall be drawn up and maintained by
the Secretary- General of the United Nations. Every State Party
shall be entitled to nominate four arbitrators, each of whom
shall be a person experienced in maritime affairs and enjoying
the highest reputation for fairness, competence and integrity.
The names of the persons so nominated shall constitute the list.
2. If at any time the arbitrators nominated by a State Party
in the list so constituted shall be fewer than four, that State
Party shall be entitled to make further nominations as necessary.
3. The name of an arbitrator shall remain on the list until
withdrawn by the State Party which made the nomination, provided
that such arbitrator shall continue to serve on any arbitral
tribunal to which that arbitrator has been appointed until the
completion of the proceedings before that arbitral tribunal.
Article 3
Constitution of arbitral tribunal
For the purpose of proceedings under this Annex, the arbitral
tribunal shall, unless the parties otherwise agree, be
constituted as follows:
(a) Subject to subparagraph (g), the arbitral tribunal shall
consist of five members.
(b) The party instituting the proceedings shall appoint one
member to be chosen preferably from the list referred to in
article 2 of this Annex, who may be its national. The appointment
shall be included in the notification referred to in article 1 of
this Annex.
(c) The other party to the dispute shall, within 30 days of
receipt of the notification referred to in article 1 of this
Annex, appoint one member to be chosen preferably from the list,
who may be its national. If the appointment is not made within
that period, the party instituting the proceedings may, within
two weeks of the expiration of that period, request that the
appointment be made in accordance with subparagraph (e).
(d) The other three members shall be appointed by agreement
between the parties. They shall be chosen preferably from the
list and shall be nationals of third States unless the parties
otherwise agree. The parties to the dispute shall appoint the
President of the arbitral tribunal from among those three
members. If, within 60 days of receipt of the notification
referred to in article 1 of this Annex, the parties are unable to
reach agreement on the appointment of one or more of the members
of the tribunal to be appointed by agreement, or on the
appointment of the President, the remaining appointment or
appointments shall be made in accordance with subparagraph (e),
at the request of a party to the dispute. Such request shall be
made within two weeks of the expiration of the aforementioned
60-day period.
(e) Unless the parties agree that any appointment under
subparagraphs (c) and (d) be made by a person or a third State
chosen by the parties, the President of the International
Tribunal for the Law of the Sea shall make the necessary
appointments. If the President is unable to act under this
subparagraph or is a national of one of the parties to the
dispute, the appointment shall be made by the next senior member
of the International Tribunal for the Law of the Sea who is
available and is not a national of one of the parties. The
appointments referred to in this subparagraph shall be made from
the list referred to in article 2 of this Annex within a period
of 30 days of the receipt of the request and in consultation with
the parties. The members so appointed shall be of different
nationalities and may not be in the service of, ordinarily
resident in the territory of, or nationals of, any of the parties
to the dispute.
(f) Any vacancy shall be filled in the manner prescribed for
the initial appointment.
(g) Parties in the same interest shall appoint one member of
the tribunal jointly by agreement. Where there are several
parties having separate interests or where there is disagreement
as to whether they are of the same interest, each of them shall
appoint one member of the tribunal. The number of members of the
tribunal appointed separately by the parties shall always be
smaller by one than the number of members of the tribunal to be
appointed jointly by the parties.
(h) In disputes involving more than two parties, the
provisions of subparagraphs (a) to (f) shall apply to the maximum
extent possible.
Article 4
Functions of arbitral tribunal
An arbitral tribunal constituted under article 3 of this Annex
shall function in accordance with this Annex and the other
provisions of this Convention.
Article 5
Procedure
Unless the parties to the dispute otherwise agree, the
arbitral tribunal shall determine its own procedure, assuring to
each party a full opportunity to be heard and to present its
case.
Article 6
Duties of parties to a dispute
The parties to the dispute shall facilitate the work of the
arbitral tribunal and, in particular, in accordance with their
law and using all means at their disposal, shall:
(a) provide it with all relevant documents, facilities and
information; and
(b) enable it when necessary to call witnesses or experts and
receive their evidence and to visit the localities to which the
case relates.
Article 7
Expenses
Unless the arbitral tribunal decides otherwise because of the
particular circumstances of the case, the expenses of the
tribunal, including the remuneration of its members, shall be
borne by the parties to the dispute in equal shares.
Article 8
Required majority for decisions
Decisions of the arbitral tribunal shall be taken by a
majority vote of its members. The absence or abstention of less
than half of the members shall not constitute a bar to the
tribunal reaching a decision. In the event of an equality of
votes, the President shall have a casting vote.
Article 9
Default of appearance
If one of the parties to the dispute does not appear before
the arbitral tribunal or fails to defend its case, the other
party may request the tribunal to continue the proceedings and to
make its award. Absence of a party or failure of a party to
defend its case shall not constitute a bar to the proceedings.
Before making its award, the arbitral tribunal must satisfy
itself not only that it has jurisdiction over the dispute but
also that the claim is well founded in fact and law.
Article 10
Award
The award of the arbitral tribunal shall be confined to the
subject-matter of the dispute and state the reasons on which it
is based. It shall contain the names of the members who have
participated and the date of the award.
Any member of the tribunal may attach a separate or dissenting
opinion to the award.
Article 11
Finality of award
The award shall be final and without appeal, unless the
parties to the dispute have agreed in advance to an appellate
procedure. It shall be complied with by the parties to the
dispute.
Article 12
Interpretation or implementation of award
1. Any controversy which may arise between the parties to the
dispute as regards the interpretation or manner of implementation
of the award may be submitted by either party for decision to the
arbitral tribunal which made the award. For this purpose, any
vacancy in the tribunal shall be filled in the manner provided
for in the original appointments of the members of the tribunal.
2. Any such controversy may be submitted to another court or
tribunal under article 287 by agreement of all the parties to the
dispute.
Article 13
Application to entities other than States Parties
The provisions of this Annex shall apply mutatis mutandis to
any dispute involving entities other than States Parties.
ANNEX VIII. SPECIAL ARBITRATION
Article 1
Institution of proceedings
Subject to Part XV, any party to a dispute concerning the
interpretation or application of the articles of this Convention
relating to (1) fisheries, (2) protection and preservation of the
marine environment, (3) marine scientific research, or (4)
navigation, including pollution from vessels and by dumping may
submit the dispute to the special arbitral procedure provided for
in this Annex by written notification addressed to the other
party or parties to the dispute. The notification shall be
accompanied by a statement of the claim and the grounds on which
it is based.
Article 2
Lists of experts
1. A list of experts shall be established and maintained in
respect of each of the fields of (1) fisheries, (2) protection
and preservation of the marine environment, (3) marine scientific
research, and (4) navigation, including pollution from vessels
and by dumping.
2. The lists of experts shall be drawn up and maintained, in
the field of fisheries by the Food and Agriculture Organization
of the United Nations, in the field of protection and
preservation of the marine environment by the United Nations
Environment Programme, in the field of marine scientific research
by the Inter-Governmental Oceanographic Commission, in the field
of navigation, including pollution from vessels and by dumping,
by the International Maritime Organization, or in each case by
the appropriate subsidiary body concerned to which such
organization, programme or commission has delegated this
function.
3. Every State Party shall be entitled to nominate two experts
in each field whose competence in the legal, scientific or
technical aspects of such field is established and generally
recognized and who enjoy the highest reputation for fairness and
integrity. The names of the persons so nominated in each field
shall constitute the appropriate list.
4. If at any time the experts nominated by a State Party in
the list so constituted shall be fewer than two, that State Party
shall be entitled to make further nominations as necessary.
5. The name of an expert shall remain on the list until
withdrawn by the State Party which made the nomination, provided
that such expert shall continue to serve on any special arbitral
tribunal to which that expert has been appointed until the
completion of the proceedings before that special arbitral
tribunal.
Article 3
Constitution of special arbitral tribunal
For the purpose of proceedings under this Annex, the special
arbitral tribunal shall, unless the parties otherwise agree, be
constituted as follows:
(a) Subject to subparagraph (g), the special arbitral tribunal
shall consist of five members.
(b) The party instituting the proceedings shall appoint two
members to be chosen preferably from the appropriate list or
lists referred to in article 2 of this Annex relating to the
matters in dispute, one of whom may be its national. The
appointments shall be included in the notification referred to in
article 1 of this Annex.
(c) The other party to the dispute shall, within 30 days of
receipt of the notification referred to in article 1 of this
Annex, appoint two members to be chosen preferably from the
appropriate list or lists relating to the matters in dispute, one
of whom may be its national.
If the appointments are not made within that period, the party
instituting the proceedings may, within two weeks of the
expiration of that period, request that the appointments be made
in accordance with subparagraph (e).
(d) The parties to the dispute shall by agreement appoint the
President of the special arbitral tribunal, chosen preferably
from the appropriate list, who shall be a national of a third
State, unless the parties otherwise agree. If, within 30 days of
receipt of the notification referred to in article 1 of this
Annex, the parties are unable to reach agreement on the
appointment of the President, the appointment shall be made in
accordance with subparagraph (e), at the request of a party to
the dispute. Such request shall be made within two weeks of the
expiration of the aforementioned 30-day period.
(e) Unless the parties agree that the appointment be made by a
person or a third State chosen by the parties, the
Secretary-General of the United Nations shall make the necessary
appointments within 30 days of receipt of a request under
subparagraphs (c) and (d). The appointments referred to in this
subparagraph shall be made from the appropriate list or lists of
experts referred to in article 2 of this Annex and in
consultation with the parties to the dispute and the appropriate
international organization. The members so appointed shall be of
different nationalities and may not be in the service of,
ordinarily resident in the territory of, or nationals of, any of
the parties to the dispute.
(f) Any vacancy shall be filled in the manner prescribed for
the initial appointment.
(g) Parties in the same interest shall appoint two members of
the tribunal jointly by agreement. Where there are several
parties having separate interests or where there is disagreement
as to whether they are of the same interest, each of them shall
appoint one member of the tribunal.
(h) In disputes involving more than two parties, the
provisions of subparagraphs (a) to (f) shall apply to the maximum
extent possible.
Article 4
General provisions Annex VII, articles 4 to 13, apply mutatis
mutandis to the special arbitration proceedings in accordance
with this Annex.
Article 5
Fact finding
1. The parties to a dispute concerning the interpretation or
application of the provisions of this Convention relating to (1)
fisheries, (2) protection and preservation of the marine
environment, (3) marine scientific research, or (4) navigation,
including pollution from vessels and by dumping, may at any time
agree to request a special arbitral tribunal constituted in
accordance with article 3 of this Annex to carry out an inquiry
and establish the facts giving rise to the dispute.
2. Unless the parties otherwise agree, the findings of fact of
the special arbitral tribunal acting in accordance with paragraph
1, shall be considered as conclusive as between the parties.
3. If all the parties to the dispute so request, the special
arbitral tribunal may formulate recommendations which, without
having the force of a decision, shall only constitute the basis
for a review by the parties of the questions giving rise to the
dispute.
4. Subject to paragraph 2, the special arbitral tribunal shall
act in accordance with the provisions of this Annex, unless the
parties otherwise agree.
ANNEX IX. PARTICIPATION BY INTERNATIONAL
ORGANIZATIONS
Article 1
Use of terms
For the purposes of article 305 and of this Annex,
"international organization" means an intergovernmental
organization constituted by States to which its member States
have transferred competence over matters governed by this
Convention, including the competence to enter into treaties in
respect of those matters.
Article 2
Signature
An international organization may sign this Convention if a
majority of its member States are signatories of this Convention.
At the time of signature an international organization shall make
a declaration specifying the matters governed by this Convention
in respect of which competence has been transferred to that
organization by its member States which are signatories, and the
nature and extent of that competence.
Article 3
Formal confirmation and accession
1. An international organization may deposit its instrument of
formal confirmation or of accession if a majority of its member
States deposit or have deposited their instruments of
ratification or accession.
2. The instruments deposited by the international organization
shall contain the undertakings and declarations required by
articles 4 and 5 of this Annex.
Article 4
Extent of participation and rights and obligations
1. The instrument of formal confirmation or of accession of an
international organization shall contain an undertaking to accept
the rights and obligations of States under this Convention in
respect of matters relating to which competence has been
transferred to it by its member States which are Parties to this
Convention .
2. An international organization shall be a Party to this
Convention to the extent that it has competence in accordance
with the declarations, communications of information or
notifications referred to in article 5 of this Annex.
3. Such an international organization shall exercise the
rights and perform the obligations which its member States which
are Parties would otherwise have under this Convention, on
matters relating to which competence has been transferred to it
by those member States. The member States of that international
organization shall not exercise competence which they have
transferred to it.
4. Participation of such an international organization shall
in no case entail an increase of the representation to which its
member States which are States Parties would otherwise be
entitled, including rights in decision-making.
5. Participation of such an international organization shall
in no case confer any rights under this Convention on member
States of the organization which are not States Parties to this
Convention.
6. In the event of a conflict between the obligations of an
international organization under this Convention and its
obligations under the agreement establishing the organization or
any acts relating to it, the obligations under this Convention
shall prevail.
Article 5
Declarations, notifications and communications
1. The instrument of formal confirmation or of accession of an
international organization shall contain a declaration specifying
the matters governed by this Convention in respect of which
competence has been transferred to the organization by its member
States which are Parties to this Convention.
2. A member State of an international organization shall, at
the time it ratifies or accedes to this Convention or at the time
when the organization deposits its instrument of formal
confirmation or of accession, whichever is later, make a
declaration specifying the matters governed by this Convention in
respect of which it has transferred competence to the
organization.
3. States Parties which are member States of an international
organization which is a Party to this Convention shall be
presumed to have competence over all matters governed by this
Convention in respect of which transfers of competence to the
organization have not been specifically declared, notified or
communicated by those States under this article.
4. The international organization and its member States which
are States Parties shall promptly notify the depositary of this
Convention of any changes to the distribution of competence,
including new transfers of competence, specified in the
declarations under paragraphs 1 and 2.
5. Any State Party may request an international organization
and its member States which are States Parties to provide
information as to which, as between the organization and its
member States, has competence in respect of any specific question
which has arisen. The organization and the member States
concerned shall provide this information within a reasonable
time.
The international organization and the member States may also,
on their own initiative, provide this information.
6. Declarations, notifications and communications of
information under this article shall specify the nature and
extent of the competence transferred.
Article 6
Responsibility and liability
1. Parties which have competence under article 5 of this Annex
shall have responsibility for failure to comply with obligations
or for any other violation of this Convention.
2. Any State Party may request an international organization
or its member States which are States Parties for information as
to who has responsibility in respect of any specific matter. The
organization and the member States concerned shall provide this
information. Failure to provide this information within a
reasonable time or the provision of contradictory information
shall result in joint and several liability.
Article 7
Settlement of disputes
1. At the time of deposit of its instrument of formal
confirmation or of accession, or at any time thereafter, an
international organization shall be free to choose, by means of a
written declaration, one or more of the means for the settlement
of disputes concerning the interpretation or application of this
Convention, referred to in article 287, paragraph 1 (a), (c) or
(d).
2. Part XV applies mutatis mutandis to any dispute between
Parties to this Convention, one or more of which are
international organizations.
3. When an international organization and one or more of its
member States are joint parties to a dispute, or parties in the
same interest, the organization shall be deemed to have accepted
the same procedures for the settlement of disputes as the member
States; when, however, a member State has chosen only the
International Court of Justice under article 287, the
organization and the member State concerned shall be deemed to
have accepted arbitration in accordance with Annex VII, unless
the parties to the dispute otherwise agree.
Article 8
Applicability of Part XVII
Part XVII applies mutatis mutandis to an international
organization, except in respect of the following:
(a) the instrument of formal confirmation or of accession of
an international organization shall not be taken into account in
the application of article 308, paragraph 1;
(b) (i) an international organization shall have exclusive
capacity with respect to the application of articles 312 to 315,
to the extent that it has competence under article 5 of this
Annex over the entire subject matter of the amendment;
(ii) the instrument of formal confirmation or of accession of
an international organization to an amendment, the entire
subject-matter over which the international organization has
competence under article 5 of this Annex, shall be considered to
be the instrument of ratification or accession of each of the
member States which are States Parties, for the purposes of
applying article 316, paragraphs 1, 2 and 3;
(iii) the instrument of formal confirmation or of accession of
the international organization shall not be taken into account in
the application of article 316, paragraphs 1 and 2, with regard
to all other amendments;
(c) (i) an international organization may not denounce this
Convention in accordance with article 317 if any of its member
States is a State Party and if it continues to fulfil the
qualifications specified in article 1 of this Annex;
(ii) an international organization shall denounce this
Convention when none of its member States is a State Party or if
the international organization no longer fulfils the
qualifications specified in article 1 of this Annex. Such
denunciation shall take effect immediately.
Table of Contents
ANNEX
I. HIGHLY MIGRATORY SPECIES
ANNEX
II. COMMISSION ON THE LIMITS OF THE CONTINENTAL SHELF
Article 1
Article 2
Article 3
Article 4
Article 5
Article 6
ANNEX
III. BASIC CONDITIONS OF PROSPECTING, EXPLORATION AND
EXPLOITATION
Article 1
Title to minerals
Article 2
Prospecting
Article
4 Qualifications of applicants
Article
5 Transfer of technology
Article
6 Approval of plans of work
Article
7 Selection among applicants for production authorizations
Article
8 Reservation of areas
Article
9 Activities in reserved areas
Article
10 Preference and priority among applicants
Article
11 Joint arrangements
Article
12 Activities carried out by the Enterprise
Article
13 Financial terms of contracts
Article
14 Transfer of data
Article
15 Training programmes
Article
16 Exclusive right to explore and exploit
Article
17 Rules, regulations and procedures of the Authority
Article 18
Penalties
Article
19 Revision of contract
Article
20 Transfer of rights and obligations
Article 21
Applicable law
Article 22
Responsibility
ANNEX
IV. STATUTE OF THE ENTERPRISE
Article 1 Purposes
Article
2 Relationship to the Authority
Article
3 Limitation of liability
Article 4
Structure
Article 5
Governing Board
Article
6 Powers and functions of the Governing Board
Article
7 Director-General and staff of the Enterprise
Article 8 Location
Article
9 Reports and financial statements
Article
10 Allocation of net income
Article 11
Finances
Article 12
Operations
Article
13 Legal status, privileges and immunities
ANNEX V.
CONCILIATION
Section
1. CONCILIATION PROCEDURE PURSUANT TO Section 1 OF PART XV
Article
1 Institution of proceedings
Article
2 List of conciliators
Article
3 Constitution of conciliation commission
Article 4
Procedure
Article
5 Amicable settlement
Article
6 Functions of the commission
Article 7 Report
Article 8
Termination
Article 9
Fees and expenses
Article
10 Right of parties to modify procedure
Section
2. COMPULSORY SUBMISSION TO CONCILIATION PROCEDURE PURSUANT TO
Section 3 OF PART XV
Article
11 Institution of proceedings
Article
12 Failure to reply or to submit to conciliation
Article 13
Competence
Article
14 Application of section 1
ANNEX
VI. STATUTE OF THE INTERNATIONAL TRIBUNAL FOR THE LAW OF THE SEA
Article
1 General provisions
Section
1. ORGANIZATION OF THE TRIBUNAL
Article 2
Composition
Article 3
Membership
Article
4 Nominations and elections
Article 5
Term of office
Article 6
Vacancies
Article
7 Incompatible activities
Article
8 Conditions relating to participation of members in a particular
case
Article
9 Consequence of ceasing to fulfil required conditions
Article
10 Privileges and immunities
Article
11 Solemn declaration by members
Article
12 President, Vice-President and Registrar
Article 13
Quorum 1.
Article
14 Sea-Bed Disputes Chamber
Article
15 Special chambers
Article
16 Rules of the Tribunal
Article
17 Nationality of members
Article
18 Remuneration of members
Article
19 Expenses of the Tribunal
Section 2.
COMPETENCE
Article
20 Access to the Tribunal
Article 21
Jurisdiction
Article
22 Reference of disputes subject to other agreements
Article 23
Applicable law
Section 3.
PROCEDURE
Article
24 Institution of proceedings
Article
25 Provisional measures
Article 26 Hearing
Article 27
Conduct of case
Article 28 Default
Article
29 Majority for decision
Article 30
Judgment
Article
31 Request to intervene
Article
32 Right to intervene in cases of interpretation or application
Article
33 Finality and binding force of decisions
Article 34 Costs
Section
4. SEA-BED DISPUTES CHAMBER
Article 35
Composition
Article 36
Ad hoc chambers
Article 37 Access
Article 38
Applicable law
Article
39 Enforcement of decisions of the Chamber
Article
40 Applicability of other sections of this Annex
Section 5.
AMENDMENTS
Article 41
Amendments
ANNEX VII.
ARBITRATION
Article
1 Institution of proceedings
Article
2 List of arbitrators
Article
3 Constitution of arbitral tribunal
Article
4 Functions of arbitral tribunal
Article 5
Procedure
Article
6 Duties of parties to a dispute
Article 7 Expenses
Article
8 Required majority for decisions
Article
9 Default of appearance
Article 10 Award
Article
11 Finality of award
Article
12 Interpretation or implementation of award
Article
13 Application to entities other than States Parties
ANNEX
VIII. SPECIAL ARBITRATION
Article
1 Institution of proceedings
Article 2
Lists of experts
Article
3 Constitution of special arbitral tribunal
Article 5 Fact
finding
ANNEX
IX. PARTICIPATION BY INTERNATIONAL ORGANIZATIONS
Article 1 Use
of terms
Article 2
Signature
Article
3 Formal confirmation and accession
Article
4 Extent of participation and rights and obligations
Article
5 Declarations, notifications and communications
Article
6 Responsibility and liability
Article
7 Settlement of disputes
Article
8 Applicability of Part XVII
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